Jmp Group Inc. - Current report filing (8-K)
23 September 2008 - 12:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 09/22/2008
JMP Group Inc.
(Exact name of registrant as specified in its charter)
Commission File Number: 001-33448
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Delaware
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20-1450327
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(State or other jurisdiction of
incorporation)
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(IRS Employer
Identification No.)
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600 Montgomery Street, Suite 1100
San Francisco, CA 94111
(Address of principal executive offices, including
zip code)
415-835-8900
(Registrants telephone number, including area code)
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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JMP Group Inc. (the
Registrant) is announcing that on September 22, 2008, the Registrant submitted a request to be removed from the list of financial firms subject to the prohibition on short selling pursuant to SEC Release No. 34-58592 dated
September 18, 2008, as amended.
The information furnished pursuant to this Item 8.01, including Exhibit 99.1, shall not be
deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into
any filing of the Registrant under the Securities Act of 1933 or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
The information furnished in this report shall not be deemed to constitute an admission that such information is required to be furnished pursuant to
Regulation FD or that such information or exhibits contains material information that is not otherwise publicly available. In addition, the Registrant does not assume any obligation to update such information in the future.
Item 9.01.
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Financial Statements and Exhibits
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(d) Exhibits.
The following exhibit is furnished as part of this Current Report on Form 8-K:
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99.1
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Letters requesting removal from the list of financial firms subject to the prohibition on short selling pursuant to SEC Release No. 34-58592 dated September 22, 2008.
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Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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JMP GROUP INC.
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Date: September 23, 2008
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By:
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/s/ Janet L. Tarkoff
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Janet L. Tarkoff
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Chief Legal Officer and Secretary
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