GOLDMAN SACHS GROUP INC Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II NY false 0000886982 0000886982 2024-03-04 2024-03-04 0000886982 us-gaap:CommonStockMember 2024-03-04 2024-03-04 0000886982 gs:SeriesAFloatingRatePreferredStockMember 2024-03-04 2024-03-04 0000886982 gs:SeriesCFloatingRatePreferredStockMember 2024-03-04 2024-03-04 0000886982 gs:SeriesDFloatingRatePreferredStockMember 2024-03-04 2024-03-04 0000886982 gs:SeriesKSixPointThreeSevenFivePercentageFixedToFloatingRatePreferredStockMember 2024-03-04 2024-03-04 0000886982 gs:FivePointSevenNineThreePercentageFixedToFloatingRateNormalApexMember 2024-03-04 2024-03-04 0000886982 gs:FloatingRateNormalApexMember 2024-03-04 2024-03-04 0000886982 gs:SeriesFMediumTermNotesCallableFixedAndFloatingRateNotesDueMarch2031OfGSFinanceCorpMember 2024-03-04 2024-03-04 0000886982 gs:SeriesFMediumTermNotesCallableFixedAndFloatingRateNotesDueMay2031OfGSFinanceCorpMember 2024-03-04 2024-03-04

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 4, 2024

Commission File Number: 001-14965

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   13-4019460

(State or other jurisdiction of

incorporation or organization)

  

(IRS Employer

Identification No.)

 

200 West Street, New York, N.Y.   10282
(Address of principal executive offices)   (Zip Code)

(212) 902-1000

(Registrant’s telephone number, including area code)

 

 

N/A

 

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   

Trading
Symbol

   

Exchange

on which

registered

Common stock, par value $.01 per share    GS    NYSE
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A    GS PrA    NYSE
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C    GS PrC    NYSE
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D    GS PrD    NYSE
Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K    GS PrK    NYSE
5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II    GS/43PE    NYSE
Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III    GS/43PF    NYSE
Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.    GS/31B    NYSE
Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.    GS/31X    NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On March 4, 2024, Jessica Uhl, a member of the Board of Directors of The Goldman Sachs Group, Inc. (the Registrant) informed the Board that she will not stand for re-election and will retire from the Board at the Registrant’s 2024 Annual Meeting to focus on her new role as President of GE Vernova.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE GOLDMAN SACHS GROUP, INC.
           (Registrant)
Date: March 8, 2024     By:  

/s/ Kathryn H. Ruemmler

    
      Name: Kathryn H. Ruemmler
      Title:   Chief Legal Officer and General Counsel
v3.24.0.1
Document and Entity Information
Mar. 04, 2024
Document And Entity Information [Line Items]  
Entity Registrant Name GOLDMAN SACHS GROUP INC
Entity Address, State or Province NY
Amendment Flag false
Entity Central Index Key 0000886982
Document Type 8-K
Document Period End Date Mar. 04, 2024
Entity File Number 001-14965
Entity Incorporation State Country Code DE
Entity Tax Identification Number 13-4019460
Entity Address, Address Line One 200 West Street
Entity Address, City or Town New York
Entity Address, Postal Zip Code 10282
City Area Code (212)
Local Phone Number 902-1000
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common Stock [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Common stock, par value $.01 per share
Trading Symbol GS
Security Exchange Name NYSE
Series A Floating Rate Preferred Stock [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A
Trading Symbol GS PrA
Security Exchange Name NYSE
Series C Floating Rate Preferred Stock [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C
Trading Symbol GS PrC
Security Exchange Name NYSE
Series D Floating Rate Preferred Stock [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D
Trading Symbol GS PrD
Security Exchange Name NYSE
Series K Six Point Three Seven Five Percentage Fixed To Floating Rate Preferred Stock [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K
Trading Symbol GS PrK
Security Exchange Name NYSE
Five Point Seven Nine Three Percentage Fixed To Floating Rate Normal Apex [Member]  
Document And Entity Information [Line Items]  
Security 12b Title 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II
Trading Symbol GS/43PE
Security Exchange Name NYSE
Floating Rate Normal Apex [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III
Trading Symbol GS/43PF
Security Exchange Name NYSE
Series F Medium Term Notes Callable Fixed And Floating Rate Notes Due March 2031 Of GS Finance Corp [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.
Trading Symbol GS/31B
Security Exchange Name NYSE
Series F Medium Term Notes Callable Fixed And Floating Rate Notes Due May 2031 Of GS Finance Corp [Member]  
Document And Entity Information [Line Items]  
Security 12b Title Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.
Trading Symbol GS/31X
Security Exchange Name NYSE
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