- Current report filing (8-K)
25 November 2008 - 10:00PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
report (Date of earliest event reported): November 17,
2008
SYNTHETIC
FIXED-INCOME SECURITIES, INC.
ON
BEHALF OF
STRATS
SM
TRUST FOR HISTORIC TW INC. SECURITIES, SERIES 2004-5
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(Exact
Name of Registrant as Specified in Its
Charter)
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Delaware
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333-70808-06
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52-2316339
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001-32070
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(State
or Other Jurisdiction of Incorporation
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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Synthetic
Fixed-Income Securities, Inc.
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301
South College
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Charlotte,
North Carolina
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28288
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant's
telephone number, including area code:
(704) 383-7727
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any following provisions
(see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR
240.14a-12(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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The
STRATS
SM
Trust
For Historic TW Inc. Securities, Series 2004-5, which we refer to herein as the
“Trust,” was formed pursuant to the Base Trust Agreement, dated as of September
26, 2003, between Synthetic Fixed-Income Securities, Inc., as depositor, and
U.S. Bank Trust National Association, as trustee and securities intermediary, as
supplemented by the STRATS
SM
Certificates Series Supplement 2004-5 in respect of the Trust dated as of
March 12, 2004.
Item
8.01. OTHER EVENTS
On
November 17, 2008, a distribution was made to the holders of the certificates
issued by the Trust. Specific information with respect to the
distribution is filed as Exhibit 99.1 hereto.
No other
reportable transactions or matters have occurred during the current reporting
period.
Time
Warner Inc., the parent guarantor of the underlying securities, is subject to
the information reporting requirements of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”). For information on Time Warner Inc.
please see its periodic reports filed with the Securities and Exchange
Commission (the “Commission”) under its Exchange Act file number,
001-15062. The Commission maintains a site on the World Wide Web at
“http://www.sec.gov” at which users can view and download copies of reports,
proxy and information statements and other information filed electronically
through the Electronic Data Gathering, Analysis and Retrieval system, or
“EDGAR.” Periodic reports and other information required to be filed
pursuant to the Exchange Act, by Time Warner Inc. may be accessed on this
site. Neither Synthetic Fixed-Income Securities, Inc. nor the Trustee
has participated in the preparation of such reporting documents, or made any due
diligence investigation with respect to the information provided
therein. Neither Synthetic Fixed-Income Securities, Inc. nor the
Trustee has verified the accuracy or completeness of such documents or
reports. There can be no assurance that events affecting the issuer
or any guarantor of the underlying securities, or the underlying securities
themselves, have not occurred or have not yet been publicly disclosed which
would affect the accuracy or completeness of the publicly available documents
described above.
(c)
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The
following exhibit is filed as part of this
report:
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99.1
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Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-5 for November 15, 2008 Scheduled Distribution
Date.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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Synthetic
Fixed-Income Securities, Inc.
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By:
/s/ Jimmy
Whang
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Name:
Jimmy Whang
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Title:
Director
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November 17,
2008
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EXHIBIT
INDEX
Exhibit
Number
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Description
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99.1
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Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-5 for November 15, 2008 Scheduled Distribution
Date.
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