Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
02 August 2022 - 3:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:
|
811-08747
|
|
|
Dividend and Income Fund
|
(Exact name of registrant as specified in charter)
|
|
|
3814 Route 44, Millbrook, NY
|
12545
|
(Address of principal executive offices)
|
(Zip code)
|
Russell Kamerman, Esq.
Dividend and Income Fund
3814 Route 44
Millbrook, NY 12545
(Name and address of agent for service)
Registrant's telephone number, including area code:
|
1-212-785-0900
|
Date of fiscal year end:
|
12/31
|
Date of reporting period:
|
07/01/2021 - 06/30/2022
|
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports
with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4
thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to
the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and
any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
ICA File Number: 811-08747
Registrant Name: Dividend and Income Fund
Reporting Period: 07/01/2021 - 06/30/2022
Dividend and Income Fund
|
ALPHABET INC.
Meeting Date: JUN 01, 2022
Record Date: APR 05, 2022
Meeting Type: ANNUAL |
Ticker: GOOGL
Security ID: 02079K305
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Larry Page |
Management |
For |
For |
1b |
Elect Director Sergey Brin |
Management |
For |
For |
1c |
Elect Director Sundar Pichai |
Management |
For |
For |
1d |
Elect Director John L. Hennessy |
Management |
For |
For |
1e |
Elect Director Frances H. Arnold |
Management |
For |
For |
1f |
Elect Director L. John Doerr |
Management |
For |
For |
1g |
Elect Director Roger W. Ferguson, Jr. |
Management |
For |
For |
1h |
Elect Director Ann Mather |
Management |
For |
For |
1i |
Elect Director K. Ram Shriram |
Management |
For |
For |
1j |
Elect Director Robin L. Washington |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Amend Omnibus Stock Plan |
Management |
For |
Against |
4 |
Increase Authorized Common Stock |
Management |
For |
For |
5 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
6 |
Report on Climate Lobbying |
Shareholder |
Against |
For |
7 |
Report on Physical Risks of Climate Change |
Shareholder |
Against |
For |
8 |
Report on Metrics and Efforts to Reduce Water Related Risk |
Shareholder |
Against |
For |
9 |
Oversee and Report a Third-Party Racial Equity Audit |
Shareholder |
Against |
For |
10 |
Report on Risks Associated with Use of Concealment Clauses |
Shareholder |
Against |
Against |
11 |
Approve Recapitalization Plan for all Stock to Have One-vote per Share |
Shareholder |
Against |
For |
12 |
Report on Government Takedown Requests |
Shareholder |
Against |
Against |
13 |
Report on Risks of Doing Business in Countries with Significant Human Rights Concerns |
Shareholder |
Against |
For |
14 |
Report on Managing Risks Related to Data Collection, Privacy and Security |
Shareholder |
Against |
Against |
15 |
Disclose More Quantitative and Qualitative Information on Algorithmic Systems |
Shareholder |
Against |
For |
16 |
Commission Third Party Assessment of Company's Management of Misinformation and Disinformation Across Platforms |
Shareholder |
Against |
For |
17 |
Report on External Costs of Misinformation and Impact on Diversified Shareholders |
Shareholder |
Against |
Against |
18 |
Report on Steps to Improve Racial and Gender Board Diversity |
Shareholder |
Against |
Against |
19 |
Establish an Environmental Sustainability Board Committee |
Shareholder |
Against |
Against |
20 |
Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates |
Shareholder |
Against |
Against |
21 |
Report on Policies Regarding Military and Militarized Policing Agencies |
Shareholder |
Against |
Against |
|
ALTICE USA, INC.
Meeting Date: JUN 15, 2022
Record Date: APR 18, 2022
Meeting Type: ANNUAL |
Ticker: ATUS
Security ID: 02156K103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Patrick Drahi |
Management |
For |
Against |
1b |
Elect Director Gerrit Jan Bakker |
Management |
For |
Against |
1c |
Elect Director David Drahi |
Management |
For |
Against |
1d |
Elect Director Dexter Goei |
Management |
For |
Against |
1e |
Elect Director Mark Mullen |
Management |
For |
Against |
1f |
Elect Director Dennis Okhuijsen |
Management |
For |
Against |
1g |
Elect Director Susan Schnabel |
Management |
For |
Against |
1h |
Elect Director Charles Stewart |
Management |
For |
Against |
1i |
Elect Director Raymond Svider |
Management |
For |
Against |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Amend Omnibus Stock Plan |
Management |
For |
Against |
4 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
AMERCO
Meeting Date: AUG 19, 2021
Record Date: JUN 22, 2021
Meeting Type: ANNUAL |
Ticker: UHAL
Security ID: 023586100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Edward J. "Joe" Shoen |
Management |
For |
Withhold |
1.2 |
Elect Director James E. Acridge |
Management |
For |
For |
1.3 |
Elect Director John P. Brogan |
Management |
For |
For |
1.4 |
Elect Director James J. Grogan |
Management |
For |
For |
1.5 |
Elect Director Richard J. Herrera |
Management |
For |
For |
1.6 |
Elect Director Karl A. Schmidt |
Management |
For |
For |
1.7 |
Elect Director Roberta R. Shank |
Management |
For |
For |
1.8 |
Elect Director Samuel J. Shoen |
Management |
For |
Withhold |
2 |
Ratify BDO USA, LLP as Auditors |
Management |
For |
For |
3 |
Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2021 |
Shareholder |
For |
Against |
|
ANTHEM, INC.
Meeting Date: MAY 18, 2022
Record Date: MAR 17, 2022
Meeting Type: ANNUAL |
Ticker: ANTM
Security ID: 036752103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Susan D. DeVore |
Management |
For |
For |
1.2 |
Elect Director Bahija Jallal |
Management |
For |
For |
1.3 |
Elect Director Ryan M. Schneider |
Management |
For |
For |
1.4 |
Elect Director Elizabeth E. Tallett |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
4 |
Change Company Name to Elevance Health, Inc. |
Management |
For |
For |
5 |
Adopt a Policy Prohibiting Direct and Indirect Political Contributions to Candidates |
Shareholder |
Against |
Against |
6 |
Oversee and Report a Racial Equity Audit |
Shareholder |
Against |
Against |
|
ASBURY AUTOMOTIVE GROUP, INC.
Meeting Date: APR 20, 2022
Record Date: MAR 01, 2022
Meeting Type: ANNUAL |
Ticker: ABG
Security ID: 043436104
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Thomas J. Reddin |
Management |
For |
For |
1b |
Elect Director Joel Alsfine |
Management |
For |
For |
1c |
Elect Director William D. Fay |
Management |
For |
For |
1d |
Elect Director David W. Hult |
Management |
For |
For |
1e |
Elect Director Juanita T. James |
Management |
For |
For |
1f |
Elect Director Philip F. Maritz |
Management |
For |
For |
1g |
Elect Director Maureen F. Morrison |
Management |
For |
For |
1h |
Elect Director Bridget Ryan-Berman |
Management |
For |
For |
1i |
Elect Director Hilliard C. Terry, III |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
AUTOZONE, INC.
Meeting Date: DEC 15, 2021
Record Date: OCT 18, 2021
Meeting Type: ANNUAL |
Ticker: AZO
Security ID: 053332102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Douglas H. Brooks |
Management |
For |
For |
1.2 |
Elect Director Linda A. Goodspeed |
Management |
For |
For |
1.3 |
Elect Director Earl G. Graves, Jr. |
Management |
For |
For |
1.4 |
Elect Director Enderson Guimaraes |
Management |
For |
For |
1.5 |
Elect Director D. Bryan Jordan |
Management |
For |
For |
1.6 |
Elect Director Gale V. King |
Management |
For |
For |
1.7 |
Elect Director George R. Mrkonic, Jr. |
Management |
For |
For |
1.8 |
Elect Director William C. Rhodes, III |
Management |
For |
For |
1.9 |
Elect Director Jill A. Soltau |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Report on Annual Climate Transition |
Shareholder |
Against |
For |
|
BARRICK GOLD CORPORATION
Meeting Date: MAY 03, 2022
Record Date: MAR 04, 2022
Meeting Type: ANNUAL |
Ticker: ABX
Security ID: 067901108
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Mark Bristow |
Management |
For |
For |
1.2 |
Elect Director Helen Cai |
Management |
For |
For |
1.3 |
Elect Director Gustavo A. Cisneros |
Management |
For |
For |
1.4 |
Elect Director Christopher L. Coleman |
Management |
For |
For |
1.5 |
Elect Director J. Michael Evans |
Management |
For |
For |
1.6 |
Elect Director Brian L. Greenspun |
Management |
For |
For |
1.7 |
Elect Director J. Brett Harvey |
Management |
For |
For |
1.8 |
Elect Director Anne Kabagambe |
Management |
For |
For |
1.9 |
Elect Director Andrew J. Quinn |
Management |
For |
For |
1.10 |
Elect Director Loreto Silva |
Management |
For |
For |
1.11 |
Elect Director John L. Thornton |
Management |
For |
For |
2 |
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
3 |
Advisory Vote on Executive Compensation Approach |
Management |
For |
For |
|
BEST BUY CO., INC.
Meeting Date: JUN 09, 2022
Record Date: APR 11, 2022
Meeting Type: ANNUAL |
Ticker: BBY
Security ID: 086516101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Corie S. Barry |
Management |
For |
For |
1b |
Elect Director Lisa M. Caputo |
Management |
For |
For |
1c |
Elect Director J. Patrick Doyle |
Management |
For |
For |
1d |
Elect Director David W. Kenny |
Management |
For |
For |
1e |
Elect Director Mario J. Marte |
Management |
For |
For |
1f |
Elect Director Karen A. McLoughlin |
Management |
For |
For |
1g |
Elect Director Thomas L. "Tommy" Millner |
Management |
For |
For |
1h |
Elect Director Claudia F. Munce |
Management |
For |
For |
1i |
Elect Director Richelle P. Parham |
Management |
For |
For |
1j |
Elect Director Steven E. Rendle |
Management |
For |
For |
1k |
Elect Director Eugene A. Woods |
Management |
For |
For |
2 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
BGSF, INC.
Meeting Date: AUG 04, 2021
Record Date: JUN 07, 2021
Meeting Type: ANNUAL |
Ticker: BGSF
Security ID: 05601C105
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Director Beth Garvey |
Management |
For |
Withhold |
2 |
Ratify Whitley Penn LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
BLACKROCK, INC.
Meeting Date: MAY 25, 2022
Record Date: MAR 28, 2022
Meeting Type: ANNUAL |
Ticker: BLK
Security ID: 09247X101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Bader M. Alsaad |
Management |
For |
For |
1b |
Elect Director Pamela Daley |
Management |
For |
For |
1c |
Elect Director Laurence D. Fink |
Management |
For |
For |
1d |
Elect Director Beth Ford |
Management |
For |
For |
1e |
Elect Director William E. Ford |
Management |
For |
For |
1f |
Elect Director Fabrizio Freda |
Management |
For |
For |
1g |
Elect Director Murry S. Gerber |
Management |
For |
For |
1h |
Elect Director Margaret "Peggy" L. Johnson |
Management |
For |
For |
1i |
Elect Director Robert S. Kapito |
Management |
For |
For |
1j |
Elect Director Cheryl D. Mills |
Management |
For |
For |
1k |
Elect Director Gordon M. Nixon |
Management |
For |
For |
1l |
Elect Director Kristin C. Peck |
Management |
For |
For |
1m |
Elect Director Charles H. Robbins |
Management |
For |
For |
1n |
Elect Director Marco Antonio Slim Domit |
Management |
For |
For |
1o |
Elect Director Hans E. Vestberg |
Management |
For |
For |
1p |
Elect Director Susan L. Wagner |
Management |
For |
For |
1q |
Elect Director Mark Wilson |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte LLP as Auditors |
Management |
For |
For |
4 |
Adopt Policies to Curtail Corporate Activities that Externalize Social and Environmental Costs |
Shareholder |
Against |
Against |
|
BRITISH AMERICAN TOBACCO PLC
Meeting Date: APR 28, 2022
Record Date: MAR 10, 2022
Meeting Type: ANNUAL |
Ticker: BATS
Security ID: 110448107
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Remuneration Policy |
Management |
For |
For |
3 |
Approve Remuneration Report |
Management |
For |
For |
4 |
Reappoint KPMG LLP as Auditors |
Management |
For |
For |
5 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
6 |
Re-elect Luc Jobin as Director |
Management |
For |
For |
7 |
Re-elect Jack Bowles as Director |
Management |
For |
For |
8 |
Re-elect Tadeu Marroco as Director |
Management |
For |
For |
9 |
Re-elect Sue Farr as Director |
Management |
For |
For |
10 |
Re-elect Karen Guerra as Director |
Management |
For |
For |
11 |
Re-elect Holly Keller Koeppel as Director |
Management |
For |
For |
12 |
Re-elect Savio Kwan as Director |
Management |
For |
For |
13 |
Re-elect Dimitri Panayotopoulos as Director |
Management |
For |
For |
14 |
Re-elect Darrell Thomas as Director |
Management |
For |
For |
15 |
Elect Kandy Anand as Director |
Management |
For |
For |
16 |
Authorise UK Political Donations and Expenditure |
Management |
For |
For |
17 |
Authorise Issue of Equity |
Management |
For |
For |
18 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
19 |
Authorise Market Purchase of Ordinary Shares |
Management |
For |
For |
20 |
Authorise the Company to Call General Meeting with Two Weeks' Notice |
Management |
For |
For |
|
CELANESE CORPORATION
Meeting Date: APR 20, 2022
Record Date: FEB 22, 2022
Meeting Type: ANNUAL |
Ticker: CE
Security ID: 150870103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Jean S. Blackwell |
Management |
For |
For |
1b |
Elect Director William M. Brown |
Management |
For |
For |
1c |
Elect Director Edward G. Galante |
Management |
For |
For |
1d |
Elect Director Rahul Ghai |
Management |
For |
For |
1e |
Elect Director Kathryn M. Hill |
Management |
For |
For |
1f |
Elect Director David F. Hoffmeister |
Management |
For |
For |
1g |
Elect Director Jay V. Ihlenfeld |
Management |
For |
For |
1h |
Elect Director Deborah J. Kissire |
Management |
For |
For |
1i |
Elect Director Michael Koenig |
Management |
For |
For |
1j |
Elect Director Kim K.W. Rucker |
Management |
For |
For |
1k |
Elect Director Lori J. Ryerkerk |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Meeting Date: AUG 10, 2021
Record Date: JUL 01, 2021
Meeting Type: ANNUAL |
Ticker: CHKP
Security ID: M22465104
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Reelect Gil Shwed as Director |
Management |
For |
For |
1b |
Reelect Jerry Ungerman as Director |
Management |
For |
For |
1c |
Reelect Rupal Hollenbeck as Director |
Management |
For |
For |
1d |
Reelect Tal Shavit as Director |
Management |
For |
For |
1e |
Reelect Eyal Waldman as Director |
Management |
For |
For |
1f |
Reelect Shai Weiss as Director |
Management |
For |
For |
2a |
Reelect Yoav Chelouche as External Director |
Management |
For |
For |
2b |
Reelect Guy Gecht as External Director |
Management |
For |
For |
3 |
Amend Article Re: Board Related |
Management |
For |
For |
4 |
Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve Employment Terms of Gil Shwed, CEO |
Management |
For |
For |
A |
Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an
explanation to your account manager |
Management |
None |
For |
|
CITIGROUP INC.
Meeting Date: APR 26, 2022
Record Date: FEB 28, 2022
Meeting Type: ANNUAL |
Ticker: C
Security ID: 172967424
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Ellen M. Costello |
Management |
For |
For |
1b |
Elect Director Grace E. Dailey |
Management |
For |
For |
1c |
Elect Director Barbara J. Desoer |
Management |
For |
For |
1d |
Elect Director John C. Dugan |
Management |
For |
For |
1e |
Elect Director Jane N. Fraser |
Management |
For |
For |
1f |
Elect Director Duncan P. Hennes |
Management |
For |
For |
1g |
Elect Director Peter B. Henry |
Management |
For |
For |
1h |
Elect Director S. Leslie Ireland |
Management |
For |
For |
1i |
Elect Director Renee J. James |
Management |
For |
For |
1j |
Elect Director Gary M. Reiner |
Management |
For |
For |
1k |
Elect Director Diana L. Taylor |
Management |
For |
For |
1l |
Elect Director James S. Turley |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
5 |
Adopt Management Pay Clawback Authorization Policy |
Shareholder |
Against |
Against |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Report on Respecting Indigenous Peoples' Rights |
Shareholder |
Against |
For |
8 |
Adopt a Financing Policy Consistent with IEA's Net Zero Emissions by 2050 Scenario |
Shareholder |
Against |
Against |
9 |
Report on Civil Rights and Non-Discrimination Audit |
Shareholder |
Against |
Against |
|
COMCAST CORPORATION
Meeting Date: JUN 01, 2022
Record Date: APR 04, 2022
Meeting Type: ANNUAL |
Ticker: CMCSA
Security ID: 20030N101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Kenneth J. Bacon |
Management |
For |
For |
1.2 |
Elect Director Madeline S. Bell |
Management |
For |
For |
1.3 |
Elect Director Edward D. Breen |
Management |
For |
For |
1.4 |
Elect Director Gerald L. Hassell |
Management |
For |
For |
1.5 |
Elect Director Jeffrey A. Honickman |
Management |
For |
For |
1.6 |
Elect Director Maritza G. Montiel |
Management |
For |
For |
1.7 |
Elect Director Asuka Nakahara |
Management |
For |
For |
1.8 |
Elect Director David C. Novak |
Management |
For |
For |
1.9 |
Elect Director Brian L. Roberts |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Charitable Contributions |
Shareholder |
Against |
Against |
5 |
Oversee and Report a Racial Equity Audit |
Shareholder |
Against |
Against |
6 |
Report on Omitting Viewpoint and Ideology from EEO Policy |
Shareholder |
Against |
Against |
7 |
Conduct Audit and Report on Effectiveness of Sexual Harassment Policies |
Shareholder |
Against |
Against |
8 |
Report on Retirement Plan Options Aligned with Company Climate Goals |
Shareholder |
Against |
Against |
|
CREDIT ACCEPTANCE CORPORATION
Meeting Date: JUL 21, 2021
Record Date: MAY 27, 2021
Meeting Type: ANNUAL |
Ticker: CACC
Security ID: 225310101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Kenneth S. Booth |
Management |
For |
For |
1.2 |
Elect Director Glenda J. Flanagan |
Management |
For |
For |
1.3 |
Elect Director Vinayak R. Hegde |
Management |
For |
For |
1.4 |
Elect Director Thomas N. Tryforos |
Management |
For |
For |
1.5 |
Elect Director Scott J. Vassalluzzo |
Management |
For |
For |
2 |
Amend Omnibus Stock Plan |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Ratify Grant Thornton LLP as Auditors |
Management |
For |
For |
|
CREDIT ACCEPTANCE CORPORATION
Meeting Date: JUN 08, 2022
Record Date: APR 11, 2022
Meeting Type: ANNUAL |
Ticker: CACC
Security ID: 225310101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Kenneth S. Booth |
Management |
For |
For |
1.2 |
Elect Director Glenda J. Flanagan |
Management |
For |
For |
1.3 |
Elect Director Vinayak R. Hegde |
Management |
For |
For |
1.4 |
Elect Director Thomas N. Tryforos |
Management |
For |
For |
1.5 |
Elect Director Scott J. Vassalluzzo |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Grant Thornton LLP as Auditors |
Management |
For |
For |
|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 19, 2022
Record Date: MAR 21, 2022
Meeting Type: ANNUAL |
Ticker: DFS
Security ID: 254709108
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Jeffrey S. Aronin |
Management |
For |
For |
1.2 |
Elect Director Mary K. Bush |
Management |
For |
For |
1.3 |
Elect Director Gregory C. Case |
Management |
For |
For |
1.4 |
Elect Director Candace H. Duncan |
Management |
For |
For |
1.5 |
Elect Director Joseph F. Eazor |
Management |
For |
For |
1.6 |
Elect Director Cynthia A. Glassman |
Management |
For |
For |
1.7 |
Elect Director Roger C. Hochschild |
Management |
For |
For |
1.8 |
Elect Director Thomas G. Maheras |
Management |
For |
For |
1.9 |
Elect Director Michael H. Moskow |
Management |
For |
For |
1.10 |
Elect Director David L. Rawlinson, II |
Management |
For |
For |
1.11 |
Elect Director Mark A. Thierer |
Management |
For |
For |
1.12 |
Elect Director Jennifer L. Wong |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
|
DOLLAR GENERAL CORPORATION
Meeting Date: MAY 25, 2022
Record Date: MAR 16, 2022
Meeting Type: ANNUAL |
Ticker: DG
Security ID: 256677105
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Warren F. Bryant |
Management |
For |
For |
1b |
Elect Director Michael M. Calbert |
Management |
For |
For |
1c |
Elect Director Patricia D. Fili-Krushel |
Management |
For |
For |
1d |
Elect Director Timothy I. McGuire |
Management |
For |
For |
1e |
Elect Director William C. Rhodes, III |
Management |
For |
For |
1f |
Elect Director Debra A. Sandler |
Management |
For |
For |
1g |
Elect Director Ralph E. Santana |
Management |
For |
For |
1h |
Elect Director Todd J. Vasos |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
4 |
Report on Political Contributions and Expenditures |
Shareholder |
Against |
For |
|
ENOVA INTERNATIONAL, INC.
Meeting Date: AUG 02, 2021
Record Date: JUN 07, 2021
Meeting Type: ANNUAL |
Ticker: ENVA
Security ID: 29357K103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Ellen Carnahan |
Management |
For |
For |
1b |
Elect Director Daniel R. Feehan |
Management |
For |
For |
1c |
Elect Director David Fisher |
Management |
For |
For |
1d |
Elect Director William M. Goodyear |
Management |
For |
For |
1e |
Elect Director James A. Gray |
Management |
For |
For |
1f |
Elect Director Gregg A. Kaplan |
Management |
For |
For |
1g |
Elect Director Mark P. McGowan |
Management |
For |
For |
1h |
Elect Director Linda Johnson Rice |
Management |
For |
For |
1i |
Elect Director Mark A. Tebbe |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
|
ENOVA INTERNATIONAL, INC.
Meeting Date: MAY 10, 2022
Record Date: MAR 17, 2022
Meeting Type: ANNUAL |
Ticker: ENVA
Security ID: 29357K103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Ellen Carnahan |
Management |
For |
For |
1b |
Elect Director Daniel R. Feehan |
Management |
For |
For |
1c |
Elect Director David Fisher |
Management |
For |
For |
1d |
Elect Director William M. Goodyear |
Management |
For |
For |
1e |
Elect Director James A. Gray |
Management |
For |
For |
1f |
Elect Director Gregg A. Kaplan |
Management |
For |
For |
1g |
Elect Director Mark P. McGowan |
Management |
For |
For |
1h |
Elect Director Linda Johnson Rice |
Management |
For |
For |
1i |
Elect Director Mark A. Tebbe |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
ESSENT GROUP LTD.
Meeting Date: MAY 04, 2022
Record Date: MAR 04, 2022
Meeting Type: ANNUAL |
Ticker: ESNT
Security ID: G3198U102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Robert Glanville |
Management |
For |
For |
1.2 |
Elect Director Angela L. Heise |
Management |
For |
For |
1.3 |
Elect Director Allan Levine |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
GRAND CANYON EDUCATION, INC.
Meeting Date: JUN 09, 2022
Record Date: APR 14, 2022
Meeting Type: ANNUAL |
Ticker: LOPE
Security ID: 38526M106
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Brian E. Mueller |
Management |
For |
For |
1.2 |
Elect Director Sara R. Dial |
Management |
For |
For |
1.3 |
Elect Director Jack A. Henry |
Management |
For |
For |
1.4 |
Elect Director Lisa Graham Keegan |
Management |
For |
For |
1.5 |
Elect Director Chevy Humphrey |
Management |
For |
For |
1.6 |
Elect Director David M. Adame |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
IMPERIAL BRANDS PLC
Meeting Date: FEB 02, 2022
Record Date: DEC 07, 2021
Meeting Type: ANNUAL |
Ticker: IMB
Security ID: 45262P102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Remuneration Report |
Management |
For |
For |
3 |
Approve Final Dividend |
Management |
For |
For |
4 |
Re-elect Stefan Bomhard as Director |
Management |
For |
For |
5 |
Re-elect Susan Clark as Director |
Management |
For |
For |
6 |
Elect Ngozi Edozien as Director |
Management |
For |
For |
7 |
Re-elect Therese Esperdy as Director |
Management |
For |
For |
8 |
Re-elect Alan Johnson as Director |
Management |
For |
For |
9 |
Re-elect Robert Kunze-Concewitz as Director |
Management |
For |
For |
10 |
Re-elect Simon Langelier as Director |
Management |
For |
For |
11 |
Elect Lukas Paravicini as Director |
Management |
For |
For |
12 |
Elect Diane de Saint Victor as Director |
Management |
For |
For |
13 |
Re-elect Jonathan Stanton as Director |
Management |
For |
For |
14 |
Reappoint Ernst & Young LLP as Auditors |
Management |
For |
For |
15 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
16 |
Authorise UK Political Donations and Expenditure |
Management |
For |
For |
17 |
Authorise Issue of Equity |
Management |
For |
For |
18 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
19 |
Authorise Market Purchase of Ordinary Shares |
Management |
For |
For |
20 |
Authorise the Company to Call General Meeting with Two Weeks' Notice |
Management |
For |
For |
|
INTEL CORPORATION
Meeting Date: MAY 12, 2022
Record Date: MAR 18, 2022
Meeting Type: ANNUAL |
Ticker: INTC
Security ID: 458140100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Patrick P. Gelsinger |
Management |
For |
For |
1b |
Elect Director James J. Goetz |
Management |
For |
For |
1c |
Elect Director Andrea J. Goldsmith |
Management |
For |
For |
1d |
Elect Director Alyssa H. Henry |
Management |
For |
Against |
1e |
Elect Director Omar Ishrak |
Management |
For |
Against |
1f |
Elect Director Risa Lavizzo-Mourey |
Management |
For |
Against |
1g |
Elect Director Tsu-Jae King Liu |
Management |
For |
For |
1h |
Elect Director Gregory D. Smith |
Management |
For |
For |
1i |
Elect Director Dion J. Weisler |
Management |
For |
Against |
1j |
Elect Director Frank D. Yeary |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
4 |
Amend Omnibus Stock Plan |
Management |
For |
Against |
5 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
6 |
Report on Third-Party Civil Rights Audit |
Shareholder |
Against |
Against |
|
KFORCE INC.
Meeting Date: APR 18, 2022
Record Date: FEB 22, 2022
Meeting Type: ANNUAL |
Ticker: KFRC
Security ID: 493732101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Joseph L. Liberatore |
Management |
For |
For |
1.2 |
Elect Director - Randall A. Mehl |
Management |
For |
For |
1.3 |
Elect Director Elaine D. Rosen |
Management |
For |
For |
2 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
LCI INDUSTRIES
Meeting Date: MAY 19, 2022
Record Date: MAR 25, 2022
Meeting Type: ANNUAL |
Ticker: LCII
Security ID: 50189K103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Tracy D. Graham |
Management |
For |
For |
1b |
Elect Director Frank J. Crespo |
Management |
For |
For |
1c |
Elect Director Brendan J. Deely |
Management |
For |
For |
1d |
Elect Director James F. Gero |
Management |
For |
For |
1e |
Elect Director Virginia L. Henkels |
Management |
For |
For |
1f |
Elect Director Jason D. Lippert |
Management |
For |
For |
1g |
Elect Director Stephanie K. Mains |
Management |
For |
For |
1h |
Elect Director Kieran M. O'Sullivan |
Management |
For |
For |
1i |
Elect Director David A. Reed |
Management |
For |
For |
1j |
Elect Director John A. Sirpilla |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
LITHIA MOTORS, INC.
Meeting Date: APR 27, 2022
Record Date: FEB 28, 2022
Meeting Type: ANNUAL |
Ticker: LAD
Security ID: 536797103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Sidney B. DeBoer |
Management |
For |
For |
1b |
Elect Director Susan O. Cain |
Management |
For |
For |
1c |
Elect Director Bryan B. DeBoer |
Management |
For |
For |
1d |
Elect Director Shauna F. McIntyre |
Management |
For |
For |
1e |
Elect Director Louis P. Miramontes |
Management |
For |
For |
1f |
Elect Director Kenneth E. Roberts |
Management |
For |
For |
1g |
Elect Director David J. Robino |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
LYONDELLBASELL INDUSTRIES N.V.
Meeting Date: MAY 27, 2022
Record Date: APR 29, 2022
Meeting Type: ANNUAL |
Ticker: LYB
Security ID: N53745100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Jacques Aigrain |
Management |
For |
For |
1b |
Elect Director Lincoln Benet |
Management |
For |
For |
1c |
Elect Director Jagjeet (Jeet) Bindra |
Management |
For |
For |
1d |
Elect Director Robin Buchanan |
Management |
For |
For |
1e |
Elect Director Anthony (Tony) Chase |
Management |
For |
For |
1f |
Elect Director Nance Dicciani |
Management |
For |
For |
1g |
Elect Director Robert (Bob) Dudley |
Management |
For |
For |
1h |
Elect Director Claire Farley |
Management |
For |
For |
1i |
Elect Director Michael Hanley |
Management |
For |
For |
1j |
Elect Director Virginia Kamsky |
Management |
For |
For |
1k |
Elect Director Albert Manifold |
Management |
For |
For |
1l |
Elect Director Peter Vanacker |
Management |
For |
For |
2 |
Approve Discharge of Directors |
Management |
For |
For |
3 |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
4 |
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors |
Management |
For |
For |
5 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
6 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
7 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
8 |
Approve Cancellation of Shares |
Management |
For |
For |
|
MEDIFAST, INC.
Meeting Date: JUN 15, 2022
Record Date: APR 18, 2022
Meeting Type: ANNUAL |
Ticker: MED
Security ID: 58470H101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Jeffrey J. Brown |
Management |
For |
For |
1.2 |
Elect Director Daniel R. Chard |
Management |
For |
For |
1.3 |
Elect Director Constance J. Hallquist |
Management |
For |
For |
1.4 |
Elect Director Michael A. Hoer |
Management |
For |
For |
1.5 |
Elect Director Scott Schlackman |
Management |
For |
For |
1.6 |
Elect Director Andrea B. Thomas |
Management |
For |
For |
1.7 |
Elect Director Ming Xian |
Management |
For |
For |
2 |
Ratify RSM US LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
META PLATFORMS, INC.
Meeting Date: MAY 25, 2022
Record Date: APR 01, 2022
Meeting Type: ANNUAL |
Ticker: FB
Security ID: 30303M102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Peggy Alford |
Management |
For |
For |
1.2 |
Elect Director Marc L. Andreessen |
Management |
For |
For |
1.3 |
Elect Director Andrew W. Houston |
Management |
For |
For |
1.4 |
Elect Director Nancy Killefer |
Management |
For |
For |
1.5 |
Elect Director Robert M. Kimmitt |
Management |
For |
For |
1.6 |
Elect Director Sheryl K. Sandberg |
Management |
For |
For |
1.7 |
Elect Director Tracey T. Travis |
Management |
For |
For |
1.8 |
Elect Director Tony Xu |
Management |
For |
For |
1.9 |
Elect Director Mark Zuckerberg |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
4 |
Approve Recapitalization Plan for all Stock to Have One-vote per Share |
Shareholder |
Against |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
For |
6 |
Report on Risks Associated with Use of Concealment Clauses |
Shareholder |
Against |
For |
7 |
Report on External Costs of Misinformation and Impact on Diversified Shareholders |
Shareholder |
Against |
Against |
8 |
Report on Community Standards Enforcement |
Shareholder |
Against |
For |
9 |
Report on User Risk and Advisory Vote on Metaverse Project |
Shareholder |
Against |
Against |
10 |
Publish Third Party Human Rights Impact Assessment |
Shareholder |
Against |
For |
11 |
Report on Child Sexual Exploitation Online |
Shareholder |
Against |
For |
12 |
Commission a Workplace Non-Discrimination Audit |
Shareholder |
Against |
Against |
13 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
14 |
Commission Assessment of Audit and Risk Oversight Committee |
Shareholder |
Against |
Against |
15 |
Report on Charitable Contributions |
Shareholder |
Against |
For |
|
METHODE ELECTRONICS, INC.
Meeting Date: SEP 15, 2021
Record Date: JUL 19, 2021
Meeting Type: ANNUAL |
Ticker: MEI
Security ID: 591520200
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Walter J. Aspatore |
Management |
For |
For |
1b |
Elect Director David P. Blom |
Management |
For |
For |
1c |
Elect Director Therese M. Bobek |
Management |
For |
For |
1d |
Elect Director Brian J. Cadwallader |
Management |
For |
For |
1e |
Elect Director Bruce K. Crowther |
Management |
For |
For |
1f |
Elect Director Darren M. Dawson |
Management |
For |
For |
1g |
Elect Director Donald W. Duda |
Management |
For |
For |
1h |
Elect Director Janie Goddard |
Management |
For |
For |
1i |
Elect Director Mary A. Lindsey |
Management |
For |
For |
1j |
Elect Director Angelo V. Pantaleo |
Management |
For |
For |
1k |
Elect Director Mark D. Schwabero |
Management |
For |
For |
1l |
Elect Director Lawrence B. Skatoff |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
|
MOLINA HEALTHCARE, INC.
Meeting Date: MAY 04, 2022
Record Date: MAR 07, 2022
Meeting Type: ANNUAL |
Ticker: MOH
Security ID: 60855R100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Barbara L. Brasier |
Management |
For |
For |
1b |
Elect Director Daniel Cooperman |
Management |
For |
For |
1c |
Elect Director Stephen H. Lockhart |
Management |
For |
For |
1d |
Elect Director Steven J. Orlando |
Management |
For |
For |
1e |
Elect Director Ronna E. Romney |
Management |
For |
For |
1f |
Elect Director Richard M. Schapiro |
Management |
For |
For |
1g |
Elect Director Dale B. Wolf |
Management |
For |
For |
1h |
Elect Director Richard C. Zoretic |
Management |
For |
For |
1i |
Elect Director Joseph M. Zubretsky |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
NEWMONT CORPORATION
Meeting Date: APR 21, 2022
Record Date: FEB 22, 2022
Meeting Type: ANNUAL |
Ticker: NEM
Security ID: 651639106
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Patrick G. Awuah, Jr. |
Management |
For |
For |
1.2 |
Elect Director Gregory H. Boyce |
Management |
For |
For |
1.3 |
Elect Director Bruce R. Brook |
Management |
For |
For |
1.4 |
Elect Director Maura Clark |
Management |
For |
For |
1.5 |
Elect Director Emma FitzGerald |
Management |
For |
For |
1.6 |
Elect Director Mary A. Laschinger |
Management |
For |
For |
1.7 |
Elect Director Jose Manuel Madero |
Management |
For |
For |
1.8 |
Elect Director Rene Medori |
Management |
For |
For |
1.9 |
Elect Director Jane Nelson |
Management |
For |
For |
1.10 |
Elect Director Thomas Palmer |
Management |
For |
For |
1.11 |
Elect Director Julio M. Quintana |
Management |
For |
For |
1.12 |
Elect Director Susan N. Story |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
NEXSTAR MEDIA GROUP, INC.
Meeting Date: JUN 13, 2022
Record Date: APR 25, 2022
Meeting Type: ANNUAL |
Ticker: NXST
Security ID: 65336K103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Bernadette S. Aulestia |
Management |
For |
For |
1.2 |
Elect Director Dennis J. FitzSimons |
Management |
For |
For |
1.3 |
Elect Director C. Thomas McMillen |
Management |
For |
For |
1.4 |
Elect Director Lisbeth McNabb |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Eliminate Class B and Class C Common Stock |
Management |
For |
For |
|
OPEN TEXT CORPORATION
Meeting Date: SEP 15, 2021
Record Date: AUG 06, 2021
Meeting Type: ANNUAL |
Ticker: OTEX
Security ID: 683715106
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director P. Thomas Jenkins |
Management |
For |
For |
1.2 |
Elect Director Mark J. Barrenechea |
Management |
For |
For |
1.3 |
Elect Director Randy Fowlie |
Management |
For |
For |
1.4 |
Elect Director David Fraser |
Management |
For |
For |
1.5 |
Elect Director Gail E. Hamilton |
Management |
For |
For |
1.6 |
Elect Director Robert (Bob) Hau |
Management |
For |
For |
1.7 |
Elect Director Ann M. Powell |
Management |
For |
For |
1.8 |
Elect Director Stephen J. Sadler |
Management |
For |
For |
1.9 |
Elect Director Harmit Singh |
Management |
For |
For |
1.10 |
Elect Director Michael Slaunwhite |
Management |
For |
For |
1.11 |
Elect Director Katharine B. Stevenson |
Management |
For |
For |
1.12 |
Elect Director Deborah Weinstein |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote on Executive Compensation Approach |
Management |
For |
For |
|
QURATE RETAIL, INC.
Meeting Date: JUN 14, 2022
Record Date: APR 18, 2022
Meeting Type: ANNUAL |
Ticker: QRTEA
Security ID: 74915M100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director John C. Malone |
Management |
For |
For |
1.2 |
Elect Director M. Ian G. Gilchrist |
Management |
For |
For |
1.3 |
Elect Director Andrea L. Wong |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
|
RIO TINTO PLC
Meeting Date: APR 08, 2022
Record Date: MAR 08, 2022
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Remuneration Report for UK Law Purposes |
Management |
For |
For |
3 |
Approve Remuneration Report for Australian Law Purposes |
Management |
For |
For |
4 |
Elect Dominic Barton as Director |
Management |
For |
For |
5 |
Elect Peter Cunningham as Director |
Management |
For |
For |
6 |
Elect Ben Wyatt as Director |
Management |
For |
For |
7 |
Re-elect Megan Clark as Director |
Management |
For |
For |
8 |
Re-elect Simon Henry as Director |
Management |
For |
For |
9 |
Re-elect Sam Laidlaw as Director |
Management |
For |
For |
10 |
Re-elect Simon McKeon as Director |
Management |
For |
For |
11 |
Re-elect Jennifer Nason as Director |
Management |
For |
For |
12 |
Re-elect Jakob Stausholm as Director |
Management |
For |
For |
13 |
Re-elect Ngaire Woods as Director |
Management |
For |
For |
14 |
Reappoint KPMG LLP as Auditors |
Management |
For |
For |
15 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
16 |
Authorise UK Political Donations and Expenditure |
Management |
For |
For |
17 |
Approve Climate Action Plan |
Management |
For |
For |
18 |
Authorise Issue of Equity |
Management |
For |
For |
19 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
20 |
Authorise Market Purchase of Ordinary Shares |
Management |
For |
For |
21 |
Authorise the Company to Call General Meeting with Two Weeks' Notice |
Management |
For |
For |
22 |
Approve the Spill Resolution |
Management |
Against |
Against |
|
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 18, 2022
Record Date: MAR 25, 2022
Meeting Type: ANNUAL |
Ticker: RHI
Security ID: 770323103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Julia L. Coronado |
Management |
For |
For |
1b |
Elect Director Dirk A. Kempthorne |
Management |
For |
For |
1c |
Elect Director Harold M. Messmer, Jr. |
Management |
For |
For |
1d |
Elect Director Marc H. Morial |
Management |
For |
For |
1e |
Elect Director Robert J. Pace |
Management |
For |
For |
1f |
Elect Director Frederick A. Richman |
Management |
For |
For |
1g |
Elect Director M. Keith Waddell |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
|
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 11, 2022
Record Date: MAR 17, 2022
Meeting Type: ANNUAL |
Ticker: SWKS
Security ID: 83088M102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Alan S. Batey |
Management |
For |
For |
1b |
Elect Director Kevin L. Beebe |
Management |
For |
For |
1c |
Elect Director Liam K. Griffin |
Management |
For |
For |
1d |
Elect Director Eric J. Guerin |
Management |
For |
For |
1e |
Elect Director Christine King |
Management |
For |
For |
1f |
Elect Director Suzanne E. McBride |
Management |
For |
For |
1g |
Elect Director David P. McGlade |
Management |
For |
For |
1h |
Elect Director Robert A. Schriesheim |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Eliminate Supermajority Vote Requirement to Approve Mergers, Consolidations or Dispositions of Substantial Assets |
Management |
For |
For |
5 |
Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations |
Management |
For |
For |
6 |
Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors |
Management |
For |
For |
7 |
Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders |
Management |
For |
For |
8 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
|
STEEL DYNAMICS, INC.
Meeting Date: MAY 05, 2022
Record Date: MAR 11, 2022
Meeting Type: ANNUAL |
Ticker: STLD
Security ID: 858119100
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Mark D. Millett |
Management |
For |
For |
1.2 |
Elect Director Sheree L. Bargabos |
Management |
For |
For |
1.3 |
Elect Director Keith E. Busse |
Management |
For |
For |
1.4 |
Elect Director Kenneth W. Cornew |
Management |
For |
For |
1.5 |
Elect Director Traci M. Dolan |
Management |
For |
For |
1.6 |
Elect Director James C. Marcuccilli |
Management |
For |
For |
1.7 |
Elect Director Bradley S. Seaman |
Management |
For |
For |
1.8 |
Elect Director Gabriel L. Shaheen |
Management |
For |
For |
1.9 |
Elect Director Luis M. Sierra |
Management |
For |
For |
1.10 |
Elect Director Steven A. Sonnenberg |
Management |
For |
For |
1.11 |
Elect Director Richard P. Teets, Jr. |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
THE HOME DEPOT, INC.
Meeting Date: MAY 19, 2022
Record Date: MAR 21, 2022
Meeting Type: ANNUAL |
Ticker: HD
Security ID: 437076102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Gerard J. Arpey |
Management |
For |
For |
1b |
Elect Director Ari Bousbib |
Management |
For |
For |
1c |
Elect Director Jeffery H. Boyd |
Management |
For |
For |
1d |
Elect Director Gregory D. Brenneman |
Management |
For |
For |
1e |
Elect Director J. Frank Brown |
Management |
For |
For |
1f |
Elect Director Albert P. Carey |
Management |
For |
For |
1g |
Elect Director Edward P. Decker |
Management |
For |
For |
1h |
Elect Director Linda R. Gooden |
Management |
For |
For |
1i |
Elect Director Wayne M. Hewett |
Management |
For |
For |
1j |
Elect Director Manuel Kadre |
Management |
For |
For |
1k |
Elect Director Stephanie C. Linnartz |
Management |
For |
For |
1l |
Elect Director Craig A. Menear |
Management |
For |
For |
1m |
Elect Director Paula Santilli |
Management |
For |
For |
1n |
Elect Director Caryn Seidman-Becker |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
5 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
For |
8 |
Report on Steps to Improve Gender and Racial Equity on the Board |
Shareholder |
Against |
Against |
9 |
Report on Efforts to Eliminate Deforestation in Supply Chain |
Shareholder |
Against |
For |
10 |
Oversee and Report a Racial Equity Audit |
Shareholder |
Against |
For |
|
TRACTOR SUPPLY COMPANY
Meeting Date: MAY 11, 2022
Record Date: MAR 15, 2022
Meeting Type: ANNUAL |
Ticker: TSCO
Security ID: 892356106
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Cynthia T. Jamison |
Management |
For |
For |
1.2 |
Elect Director Joy Brown |
Management |
For |
For |
1.3 |
Elect Director Ricardo Cardenas |
Management |
For |
For |
1.4 |
Elect Director Denise L. Jackson |
Management |
For |
For |
1.5 |
Elect Director Thomas A. Kingsbury |
Management |
For |
For |
1.6 |
Elect Director Ramkumar Krishnan |
Management |
For |
For |
1.7 |
Elect Director Harry A. Lawton, III |
Management |
For |
For |
1.8 |
Elect Director Edna K. Morris |
Management |
For |
For |
1.9 |
Elect Director Mark J. Weikel |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Report on Costs of Low Wages and Inequality and Impact on Diversified Shareholders |
Shareholder |
Against |
Against |
|
TYSON FOODS, INC.
Meeting Date: FEB 10, 2022
Record Date: DEC 13, 2021
Meeting Type: ANNUAL |
Ticker: TSN
Security ID: 902494103
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director John H. Tyson |
Management |
For |
For |
1b |
Elect Director Les R. Baledge |
Management |
For |
For |
1c |
Elect Director Mike Beebe |
Management |
For |
For |
1d |
Elect Director Maria Claudia Borras |
Management |
For |
For |
1e |
Elect Director David J. Bronczek |
Management |
For |
For |
1f |
Elect Director Mikel A. Durham |
Management |
For |
For |
1g |
Elect Director Donnie King |
Management |
For |
For |
1h |
Elect Director Jonathan D. Mariner |
Management |
For |
For |
1i |
Elect Director Kevin M. McNamara |
Management |
For |
For |
1j |
Elect Director Cheryl S. Miller |
Management |
For |
For |
1k |
Elect Director Jeffrey K. Schomburger |
Management |
For |
For |
1l |
Elect Director Barbara A. Tyson |
Management |
For |
For |
1m |
Elect Director Noel White |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Report on Sustainable Packaging Efforts |
Shareholder |
Against |
For |
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 06, 2022
Record Date: APR 08, 2022
Meeting Type: ANNUAL |
Ticker: UNH
Security ID: 91324P102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Timothy P. Flynn |
Management |
For |
For |
1b |
Elect Director Paul R. Garcia |
Management |
For |
For |
1c |
Elect Director Stephen J. Hemsley |
Management |
For |
For |
1d |
Elect Director Michele J. Hooper |
Management |
For |
For |
1e |
Elect Director F. William McNabb, III |
Management |
For |
For |
1f |
Elect Director Valerie C. Montgomery Rice |
Management |
For |
For |
1g |
Elect Director John H. Noseworthy |
Management |
For |
For |
1h |
Elect Director Andrew Witty |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
For |
5 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
For |
|
VALVOLINE INC.
Meeting Date: JAN 25, 2022
Record Date: NOV 29, 2021
Meeting Type: ANNUAL |
Ticker: VVV
Security ID: 92047W101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Gerald W. Evans, Jr. |
Management |
For |
For |
1b |
Elect Director Richard J. Freeland |
Management |
For |
For |
1c |
Elect Director Stephen F. Kirk |
Management |
For |
For |
1d |
Elect Director Carol H. Kruse |
Management |
For |
For |
1e |
Elect Director Stephen E. Macadam |
Management |
For |
For |
1f |
Elect Director Vada O. Manager |
Management |
For |
For |
1g |
Elect Director Samuel J. Mitchell, Jr. |
Management |
For |
For |
1h |
Elect Director Charles M. Sonsteby |
Management |
For |
For |
1i |
Elect Director Mary J. Twinem |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
VONTIER CORPORATION
Meeting Date: MAY 25, 2022
Record Date: MAR 24, 2022
Meeting Type: ANNUAL |
Ticker: VNT
Security ID: 928881101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Robert L. Eatroff |
Management |
For |
For |
1b |
Elect Director Martin Gafinowitz |
Management |
For |
For |
1c |
Elect Director Andrew D. Miller |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Declassify the Board of Directors |
Management |
For |
For |
5 |
Eliminate Supermajority Vote Requirements |
Management |
For |
For |
|
WASHINGTON PRIME GROUP INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 09, 2021
Meeting Type: WRITTEN CONSENT |
Ticker: WPG
Security ID: 93964W207
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Vote On The Plan (For = Accept, Against = Reject; Abstain Votes Do Not Count) |
Management |
For |
For |
2 |
Opt Out of the Third-Party Release (For = Opt Out, Against or Abstain = Do Not Opt Out) |
Management |
None |
For |
|
WASHINGTON PRIME GROUP INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 09, 2021
Meeting Type: WRITTEN CONSENT |
Ticker: WPG
Security ID: 93964W306
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Vote On The Plan (For = Accept, Against = Reject; Abstain Votes Do Not Count) |
Management |
For |
For |
2 |
Opt Out of the Third-Party Release (For = Opt Out, Against or Abstain = Do Not Opt Out) |
Management |
None |
For |
|
WESTLAKE CORPORATION
Meeting Date: MAY 12, 2022
Record Date: MAR 14, 2022
Meeting Type: ANNUAL |
Ticker: WLK
Security ID: 960413102
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Albert Y. Chao |
Management |
For |
Withhold |
1.2 |
Elect Director David T. Chao |
Management |
For |
Withhold |
1.3 |
Elect Director Michael J. Graff |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
|
WILLIAMS-SONOMA, INC.
Meeting Date: JUN 01, 2022
Record Date: APR 06, 2022
Meeting Type: ANNUAL |
Ticker: WSM
Security ID: 969904101
|
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Laura Alber |
Management |
For |
For |
1.2 |
Elect Director Esi Eggleston Bracey |
Management |
For |
For |
1.3 |
Elect Director Scott Dahnke |
Management |
For |
For |
1.4 |
Elect Director Anne Finucane |
Management |
For |
For |
1.5 |
Elect Director Paula Pretlow |
Management |
For |
For |
1.6 |
Elect Director William Ready |
Management |
For |
For |
1.7 |
Elect Director Frits van Paasschen |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Dividend and Income Fund
By:
|
/s/ Thomas B. Winmill
|
|
|
Thomas B. Winmill, Chief Executive Officer
|
|
|
Date: August 2, 2022
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