Post-effective Amendment to an S-8 Filing (s-8 Pos)
19 Oktober 2021 - 10:17PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on October 19, 2021
Registration No. 333-197302
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to
Form S-8 Registration Statement No. 333-197302
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CAPSTEAD MORTGAGE CORPORATION
(Exact name of registrant as specified in its
charter)
Maryland
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75-2027937
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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8401 North Central Expressway
Suite 800
Dallas, Texas
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75225-4410
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(Address of Principal Executive Offices)
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(Zip Code)
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Capstead Mortgage Corporation Amended and Restated
2014 Flexible Incentive Plan
(Full title of the plan)
Lance J. Phillips
8401 North Central Expressway
Suite 800
Dallas, Texas 75225-4410
(214) 874-2323
(Name, address and telephone number, including
area code, of agent for service)
Copies to:
Michael McTiernan
Hogan Lovells US LLP
555 Thirteenth Street, NW
Washington, DC 20004
Tel (202) 637-5600
Indicate by check mark whether the registrant
is a large accelerated file, an accelerated file, a non-accelerated file, or a smaller reporting company. See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of
the Exchange Act.
Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨ (Do not check if a smaller reporting company)
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Smaller reporting company
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¨
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Emerging growth company
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¨
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If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act ¨
DEREGISTRATION OF SECURITIES
Capstead Mortgage Corporation, a Maryland corporation
(the “Company”), is filing this post-effective amendment to the Registration Statement on Form S-8 (File No. 333-197302),
filed with the U.S. Securities and Exchange Commission on July 8, 2014 (the “Registration Statement”) and pertaining to the
registration of 5,000,000 shares of common stock of the Company that had been registered for issuance under the Capstead Mortgage Corporation
Amended and Restated 2014 Flexible Incentive Plan, to withdraw and deregister any and all securities that had been registered for sale
and issuance under the Registration Statement and that remain unsold thereunder.
On July 25, 2021,
the Company, Franklin BSP Realty Trust, Inc. (“FBRT”) (f/k/a Benefit Street Partners Realty Trust, Inc.), Rodeo Sub I,
LLC (“Merger Sub”), and, solely for the purposes set forth therein, Benefit Street Partners L.L.C., FBRT’s
external manager (“BSP”), entered into an Agreement and Plan of Merger (as amended by the parties on September 22,
2021), pursuant to which, subject to the terms and conditions therein, the Company merged with and into Merger Sub, with Merger Sub
continuing as the surviving company (such transaction, the “Merger”). As a result of the Merger, the surviving company
became a wholly-owned subsidiary of FBRT.
As a result of the consummation
of the Merger, the Company has terminated all offerings and sales of its securities registered pursuant to its existing registration statements
under the Securities Act of 1933, as amended, including the Registration Statement. In accordance with the undertakings made by the Company
in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the Securities that had been
registered for sale and issuance but remain unsold at the termination of the offerings, the Company hereby removes and withdraws from
registration any and all securities registered pursuant to the Registration Statement that remain unsold as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for
filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the City of Dallas, State of Texas, October 19, 2021.
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CAPSTEAD MORTGAGE CORPORATION
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By:
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/s/ Lance J. Phillips
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Lance J. Phillips
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Senior Vice President and Chief Financial Officer
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Note:
Pursuant to Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to
the Registration Statements.
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