UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)
SEACOR
HOLDINGS INC.
(Name of Subject Company (Issuer))
SAFARI MERGER SUBSIDIARY, INC.
(Names of Filing Persons (Offeror))
a wholly owned subsidiary of
SAFARI PARENT, INC.
(Names of Filing Persons (Parent of Offeror))
AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND VII, L.P.
(Names of Filing Persons (Other Persons))
Common Stock, Par Value $0.01 Per Share
(Title of Class of Securities)
811904101
(CUSIP Number
of Class of Securities)
c/o American Industrial Partners
Jason Perri
450
Lexington Avenue, 40th Floor
New York, NY, 10017
notices@americanindustrial.com
(212) 916-8171
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons)
With a copy to:
Daniel S. Evans
Ropes & Gray LLP
1211 Avenue of Americas
New York, NY 10036
(212)
596-9000
CALCULATION
OF FILING FEE
|
|
|
Transaction Valuation*
|
|
Amount of Filing Fee**
|
$849,496,422.62
|
|
$92,680.06
|
|
*
|
Estimated for purposes of calculating the filing fee only. The transaction valuation was calculated as the sum
of (i) 20,372,799 outstanding shares of common stock, par value $0.01 per share (the Shares), of SEACOR Holdings Inc. (SEACOR) multiplied by $41.50, and (ii) 1,600,613 Shares issuable pursuant to outstanding in-the-money stock options multiplied by an amount equal to $41.50 minus the exercise price for such options. The calculation of the filing fee is based on
information provided by SEACOR as of December 16, 2020.
|
**
|
The filing fee was calculated in accordance with Rule 0-11 under the
Securities Exchange Act of 1934, as amended, and Fee Rate Advisory #1 for fiscal year 2021 beginning on October 1, 2020, issued August 26, 2020, by multiplying the transaction value by 0.00010910.
|
☒
|
Check box if any part of the fee is offset as provided by Rule
0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
|
|
|
|
|
|
|
|
Amount Previously Paid:
|
|
$92,680.06
|
|
Filing Party:
|
|
Safari Merger Subsidiary, Inc.
|
Form or Registration No.:
|
|
Schedule TO
|
|
Date Filed:
|
|
December 18, 2020
|
☐
|
Check the box if the filing relates solely to preliminary communications made before the commencement of a
tender offer.
|
Check the appropriate boxes below to designate any transactions to which the statement relates:
☒
|
third-party tender offer subject to Rule 14d-1.
|
☐
|
issuer tender offer subject to Rule 13e-4.
|
☐
|
going-private transaction subject to Rule 13e-3.
|
☐
|
amendment to Schedule 13D under Rule 13d-2.
|
Check the following box if the filing is a final amendment reporting the results of the tender offer. ☐