Statement of Changes in Beneficial Ownership (4)
21 Dezember 2020 - 10:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FABRIKANT CHARLES |
2. Issuer Name and Ticker or Trading Symbol
SEACOR HOLDINGS INC /NEW/
[
CKH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman and CEO |
(Last)
(First)
(Middle)
C/O SEACOR HOLDINGS INC., 2200 ELLER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/17/2020 |
(Street)
FT. LAUDERDALE, FL 33316
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/17/2020 | | S | | 7440 | D | $41.5734 (1) | 437981 | D | |
Common Stock | 12/18/2020 | | S | | 2742 | D | $41.646 (2) | 435239 | D | |
Common Stock | | | | | | | | 12000 | I | Sara Fabrikant 2012 GST Exempt Trust (3) |
Common Stock | | | | | | | | 800 | I | Eric Fabrikant 2009 Family Trust (4) |
Common Stock | | | | | | | | 800 | I | Harlan Saroken 2009 Family Trust (4) |
Common Stock | | | | | | | | 12388 | I | VSS Holding Corp. (5) |
Common Stock | | | | | | | | 14826 | I | By Spouse (6) |
Common Stock | | | | | | | | 60000 | I | Charles Fabrikant 2012 GST Exempt Trust (4) |
Common Stock | | | | | | | | 332142 | I | Fabrikant International Corporation (7) |
Common Stock | | | | | | | | 42121 | I | Charles Fabrikant 2009 Family Trust |
Common Stock | | | | | | | | 18995 | I | Article Sixth Trust U/W/O Elaine Fabrikant FBO EF |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.56 to $41.60 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. |
(2) | The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.50 to $41.68 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. |
(3) | Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. |
(4) | Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. |
(5) | Reporting Person is the President and sole stockholder. |
(6) | Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. |
(7) | Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FABRIKANT CHARLES C/O SEACOR HOLDINGS INC. 2200 ELLER DRIVE FT. LAUDERDALE, FL 33316 | X |
| Executive Chairman and CEO |
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Signatures
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/s/ William C. Long
Attorney-in-Fact | | 12/21/2020 |
**Signature of Reporting Person | Date |
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