Report of Foreign Issuer (6-k)
24 Juli 2019 - 12:02PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
July 24, 2019
|
Commission File Number
|
001-31335
|
|
|
.
|
|
|
AU Optronics Corp.
|
|
|
(Translation of registrant’s name into English)
|
|
|
|
|
|
No. 1 Li-Hsin Road 2
|
|
|
Hsinchu Science Park
|
|
|
Hsinchu, Taiwan
|
|
|
(Address of principal executive offices)
|
|
|
|
|
Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
|
Form 20-F
X
Form
40-F
___
|
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
____
Note:
Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security
holders.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note:
Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant
foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated,
domiciled or legally organized
(the registrant's "home
country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the
report or other document is not a press release, is not required to be and has not been distributed to the registrant's security
holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing
on EDGAR.
Indicate by check mark whether
by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes" is marked,
indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX
TO EXHIBITS
Item
|
|
1.
|
Taiwan
Stock Exchange filing entitled, “The Board resolved for the investment of common
shares of Star Shining Energy Corporation”, dated July 24, 2019.
|
Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
AU Optronics Corp.
|
|
|
|
|
|
|
|
Date: July 24, 2019
|
By:
|
/s/ Benjamin Tseng
|
|
|
|
Name:
|
Benjamin Tseng
|
|
|
|
Title:
|
Chief Financial Officer
|
Item 1
AU Optronics
Corp.
July 24,
2019
English Language
Summary
Subject:
The Board resolved for the investment of common shares of Star Shining Energy Corporation
Regulation:
Published pursuant to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of events:2019/07/24
Contents:
|
|
1.
|
Name and nature of the
subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):common
shares of Star Shining Energy Corporation ("Star Shining Energy")
|
|
|
2.
|
Date of occurrence of the
event:2019/07/24
|
|
|
3.
|
Volume, unit price, and
total monetary amount of the transaction:
|
Transaction
volume: total transaction volume held by the Company and the subsidiary, Konly Venture Corp., are no more than 165 million shares,
which may be invested once or by installment.
Unit
price: NTD 10
Total
transaction amount: total transaction amounts held by the Company and the subsidiary, Konly Venture Corp., are no more than NTD
1.65 billion, which may be invested once or by installment.
|
|
4.
|
Counterparty to the trade
and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual related party
of the Company, the name of the trading counterpart is not required to be disclosed):
|
Counterparty
to the trade
：
Star Shining Energy
relationship
to the Company: an associate of the Company.
|
|
5.
|
Where the counterpart to
the trade is an actual related party,a public announcement shall also be made of the reason for choosing the related party as
trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart),
price of transfer, and date of acquisition:
|
reason
for choosing: The Board resolved for the investment of Star Shining Energy for its business expansion of solar power plants ;
N/A;
N/A; N/A
|
|
6.
|
Where a person who owned
the property within the past five years has been an actual related person of the company, a public announcement shall also include
the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those
times:N/A
|
|
|
7.
|
Matters related to the
creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights;if the creditor's
rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights
toward such related person currently being disposed of must also be announced):N/A
|
|
|
8.
|
Anticipated profit or loss
from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition
shall be stated and explained):N/A
|
|
|
9.
|
Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:
|
Terms
of delivery or payment
：
Make the payment within the subscription
period
restrictive
covenants in the contract, and other important stipulations: None
|
|
10.
|
The manner in which the
current transaction was decided, the reference basis for the decision on price, and the decision-making department:
|
The
Board resolved for the investment of Star Shining Energy.
|
|
11.
|
Net worth per share of
the underlying securities acquired or disposed of:NTD 10.13
|
|
|
12.
|
Current cumulative volume,
amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction
of rights (e.g.pledges):
|
Current
cumulative volume (including the current trade) held by the Company (including the subsidiary, Konly Venture Corp.): total volumes
are no more than 264 million shares.
Current
cumulative amount (including the current trade) held by the Company (including the subsidiary, Konly Venture Corp.): total amounts
are no more than NTD 2.65 billion.
Shareholding
percentage:No more than 33% held by the Company (including the subsidiary, Konly Venture Corp.)
Status
of any restriction of rights:None
|
|
13.
|
Current ratio of long or
short term securities investment (including the current trade) to the total assets and shareholder's equity as shown in the most
recent financial statement and the operating capital as shown in the most recent financial statement:
|
Current
ratio of long or short term securities investment (including the current trade)to the total assets:23.47%;
Current
ratio of long or short term securities investment (including the current trade)to the shareholder's equity:42.43%;
The
operating capital: NTD -11,113,780 thousand;
The
capital resource and the concrete reason of obtaining the securities:
The
Company's working capital; for Star Shining Energy’s business expansion of solar power plants
|
|
14.
|
Broker and broker's fee:N/A
|
|
|
15.
|
Concrete purpose or use
of the acquisition or disposal:
|
for
Star Shining Energy’s business expansion of solar power plants
|
|
16.
|
Do the directors have any
objection to the present transaction?:
|
No
objection
|
|
17.
|
Is it a related party transaction?:Yes
|
|
|
18.
|
Date of the board of directors’resolution:2019/07/24
|
|
|
19.
|
Date of the recognition
of the supervisors or the board of independent directors’resolution:2019/07/24
|
|
|
20.
|
Has the CPA issued an opinion
on the unreasonableness of the price of the current transaction?:N/A
|
|
|
21.
|
Name of the CPA firm:N/A
|
|
|
22.
|
Name of the certifying
CPA:N/A
|
|
|
23.
|
The practice certificate
number of the CPA:N/A
|
|
|
24.
|
Any other matters that
need to be specified:None
|
AU Optronics (NYSE:AUO)
Historical Stock Chart
Von Apr 2024 bis Mai 2024
AU Optronics (NYSE:AUO)
Historical Stock Chart
Von Mai 2023 bis Mai 2024
