UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 13, 2022

 

Unico American Corporation

(Exact Name of Registrant as Specified in its Charter)

  

Nevada

(State or Other Jurisdiction of Incorporation)

 

000-03978

 

95-2583928

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

5230 Las Virgenes Road

 

 

Calabasas, California

 

91302

(Address of Principal Executive Offices)

 

(Zip Code)

 

(818) 591-9800

(Registrant’s Telephone Number, Including Area Code)

 

(Former name or former address, if changed since last Report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol

 

Name of each exchange

on which registered

Common Stock, No Par Value

 

UNAM

 

Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐ 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

Unico American Corporation (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Meeting”) on October 13, 2022. For more information on the following proposals submitted to stockholders, see the Company’s definitive proxy statement, dated September 22, 2022. The final results of the vote on each proposal submitted to a vote of stockholders at the Meeting are as follows:

 

1. The election of seven (7) directors to hold office until the next Annual Meeting of Stockholders or until their successors are elected and qualified by the following vote:

 

Nominee

 

Number of Shares

Voted For

 

Number of Shares

Withheld

Gerard J. Altonji

 

2,781,405

3,504

Erwin Cheldin

 

2,781,405

3,504

John B. Keefe, Sr.

 

2,780,327

4,582

Joycelyn M. Ray

 

2,781,705

3,204

Steven L. Shea

 

2,781,378

3,531

Jeffrey M. Tuder

 

2,780,227

4,682

Kathryn Johnson

 

2,781,805

 

3,104

 

There were no broker non-votes.

 

2. The approval, on an advisory basis, of the compensation of the Company’s named executive officers by the following vote:

 

Number of Shares

Voted For

 

Number of Shares

Voted Against

 

Number of Shares

Abstained

2,780,478

 

3,604

 

827

 

There were no broker non-votes.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

UNICO AMERICAN CORPORATION

(Registrant)

 

 

 

 

 

Date: October 17, 2022

By:

/s/ Jennifer E. Ziegler

 

 

Name:

Jennifer E. Ziegler 

 

 

Title:

Executive Vice President, Chief Financial Officer and Treasurer 

 

 

 

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