Ram Energy Resources Inc - Amended Statement of Ownership (SC 13G/A)
06 Februar 2008 - 12:01PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
FINAL
AMENDMENT
Under
the Securities Exchange Act of 1934
INFORMATION
STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER
THE
SECURITIES EXCHANGE ACT OF 1934
RAM
Energy Resources,
Inc.
(Name
of
Issuer)
Common
Stock, par value $0.0001 per
share
(Title
of
Class of Securities)
75130P109000
(CUSIP
Number)
December
31, 2007
(Date
of
Event Which Requires Filing of this Statement)
Check
the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
ý
Rule
13d-1(b)
r
Rule
13d-1(c)
¨
Rule
13d-1(d)
SCHEDULE
13G
CUSIP
No. 75130P109000
1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First
New York Securities LLC
|
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3)
|
SEC
USE ONLY
|
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
1,985,451*
|
6)
|
SHARED
VOTING POWER
0
|
7)
|
SOLE
DISPOSITIVE POWER
1,985,451*
|
8)
|
SHARED
DISPOSITIVE POWER
0
|
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,985,451*
|
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
|
12)
|
TYPE
OF REPORTING PERSON
BD
|
*
Includes 317,078
shares which are issuable upon the exercise of warrants.
Schedule
13G
Item
1(a).
|
Name
of Issuer:
|
RAM
Energy Resources, Inc.
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices:
|
5100
East
Skelly Drive , Suite 650
Tulsa,
Oklahoma 74135
Item
2(a). Name
of Person Filing:
First
New
York Securities LLC (“FNYS”)
Item
2(b).
|
Address
of Principal Business Office or, if None,
Residence:
|
90
Park
Avenue, 5
th
Floor
New
York,
NY 10016
First
New
York Securities LLC New York
Item
2(d).
|
Title
of Class of Securities:
|
Common
Stock, par value $.0001 per share
75130P109000
Item
3.
|
If
this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or
(c), check whether the person filing is
a:
|
|
(a)
|
¨
|
Broker
or Dealer Registered Under Section 15 of the Act (15 U.S.C.
78o)
|
|
(b)
|
¨
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c)
|
|
(c)
|
¨
|
Insurance
Company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c)
|
|
(d)
|
¨
|
Investment
Company registered under section 8 of the Investment Company Act
of 1940
(15 U.S.C. 80a-8)
|
|
(e)
|
¨
|
Investment
Adviser in accordance with §
240.13d-1(b)(1)(ii)(E)
|
|
(f)
|
¨
|
Employee
benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F)
|
|
(g)
|
¨
|
Parent
Holding Company or control person in accordance with
§240.13d-1(b)(ii)(G)
|
|
(h)
|
¨
|
Savings
Association as defined in §3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813)
|
|
(i)
|
¨
|
Church
plan that is excluded from the definition of an investment company under
§3(c)(15) of the Investment Company Act of 1940 (15 U.S.C.
80a-3)
|
|
(j)
|
¨
|
Group,
in accordance with
§240.13d-1(b)(ii)(J)
|
|
(a)
|
Amount
beneficially owned:
|
First
New
York Securities LLC 2,194,093
First
New
York Securities LLC 4.6%
|
(c)
|
Number
of shares as to which such person
has:
|
|
(i)
|
Sole
power to vote or to direct the vote:
1,985,451*
|
(ii)
|
Shared
power to vote or to direct the vote:
0
|
(iii)
|
Sole
power to dispose or to direct the disposition of:
1,985,451*
|
(iv)
|
Shared
power to dispose or to direct the disposition of:
0
|
Item
5.
|
Ownership
of Five Percent or Less of a
Class.
|
This
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five (5)
percent of the class of securities.
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
Not
Applicable.
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding
Company.
|
Not
Applicable.
Item
8. Identification
and Classification of Members of the Group.
Not
Applicable.
Item
9.
|
Notice
of Dissolution of Group.
|
Not
Applicable.
_____________________________
1
Percentages are
based on 41,221,017 shares of Common Stock outstanding (as set forth in the
Issuer’s Form 10-Q filed on November 13, 2007).
*
Includes 317,078
shares which are issuable upon the exercise of warrants.
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as
a
participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best knowledge and belief of the undersigned,
the
undersigned certifies that the information set forth in this statement is true,
complete and correct.
Date:
January
31,
2008
FIRST NEW
YORK SECURITIES LLC
By:
/s/
Harris Sufian
Name:
Harris
Sufian
Title:
Managing Member
Ram Energy Resources, Inc. (MM) (NASDAQ:RAME)
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