Statement of Changes in Beneficial Ownership (4)
26 Juni 2017 - 9:01PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
GALLAGHER ROBERT F
|
2. Issuer Name
and
Ticker or Trading Symbol
MOCON INC
[
MOCO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O MOCON INC., 7500 MENDELSSOHN AVENUE NORTH
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/22/2017
|
(Street)
MINNEAPOLIS, MN 55428
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
6/22/2017
|
|
D
|
|
16500
|
D
|
$30
(1)
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Statutory Stock Option (right to buy)
|
$12.96
|
6/22/2017
|
|
D
|
|
|
2500
|
(2)
|
12/30/2017
|
Common Stock
|
2500
|
$17.04
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$16
|
6/22/2017
|
|
D
|
|
|
2500
|
(3)
|
12/29/2018
|
Common Stock
|
2500
|
$14
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$14.4
|
6/22/2017
|
|
D
|
|
|
2500
|
(4)
|
12/30/2019
|
Common Stock
|
2500
|
$15.6
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$15.86
|
6/22/2017
|
|
D
|
|
|
2500
|
(5)
|
12/30/2020
|
Common Stock
|
2500
|
$14.14
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$17.4
|
6/22/2017
|
|
D
|
|
|
2500
|
(6)
|
12/21/2021
|
Common Stock
|
2500
|
$12.6
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$14.38
|
6/22/2017
|
|
D
|
|
|
2500
|
(7)
|
12/29/2022
|
Common Stock
|
2500
|
$15.62
|
0
|
D
|
|
Non-Statutory Stock Option (right to buy)
|
$19
|
6/22/2017
|
|
D
|
|
|
2500
|
(8)
|
12/27/2023
|
Common Stock
|
2500
|
$11
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 16, 2017, by and among AMETEK, Inc., AMETEK Atom, Inc. and MOCON, Inc.
|
(2)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $42,600.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(3)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $35,000.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(4)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $39,000.25 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(5)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $35,350.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(6)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $31,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(7)
|
This fully vested option was canceled in the merger in exchange for a cash payment of $39,050.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
(8)
|
This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $27,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
GALLAGHER ROBERT F
C/O MOCON INC.
7500 MENDELSSOHN AVENUE NORTH
MINNEAPOLIS, MN 55428
|
X
|
|
|
|
Signatures
|
/s/ Elissa Lindsoe, attorney-in-fact
|
|
6/26/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Mocon (NASDAQ:MOCO)
Historical Stock Chart
Von Okt 2024 bis Nov 2024
Mocon (NASDAQ:MOCO)
Historical Stock Chart
Von Nov 2023 bis Nov 2024
Echtzeit-Nachrichten über Mocon, Inc. (NASDAQ): 0 Nachrichtenartikel
Weitere Mocon Inc News-Artikel