Annual Statement of Changes in Beneficial Ownership (5)
13 August 2021 - 3:51PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bastian Jeffery S. | 2. Issuer Name and Ticker or Trading SymbolLSI INDUSTRIES INC [LYTS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
(Last)
(First)
(Middle)
10000 ALLIANCE ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 6/30/2021 |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 23070 | D | |
Common Stock (1) | 7/2/2020 | | A | 92 | A | $6.19 | 13284 | D | |
Common Stock (1) | 7/17/2020 | | A | 191 | A | $5.98 | 13475 | D | |
Common Stock (1) | 7/31/2020 | | A | 195 | A | $5.86 | 13670 | D | |
Common Stock (1) | 8/14/2020 | | A | 175 | A | $6.57 | 13845 | D | |
Common Stock (1) | 8/28/2020 | | A | 82 | A | $6.99 | 13927 | D | |
Common Stock (1) | 9/11/2020 | | A | 181 | A | $6.35 | 14108 | D | |
Common Stock (1) | 9/25/2020 | | A | 178 | A | $6.42 | 14286 | D | |
Common Stock (1) | 10/9/2020 | | A | 154 | A | $7.48 | 14440 | D | |
Common Stock (1) | 10/23/2020 | | A | 155 | A | $7.38 | 14595 | D | |
Common Stock (1) | 11/6/2020 | | A | 159 | A | $7.17 | 14754 | D | |
Common Stock (1) | 11/20/2020 | | A | 145 | A | $7.85 | 14899 | D | |
Common Stock (1) | 12/4/2020 | | A | 143 | A | $7.99 | 15042 | D | |
Common Stock (1) | 12/18/2020 | | A | 127 | A | $9.01 | 15169 | D | |
Common Stock (1) | 12/31/2020 | | A | 133 | A | $8.56 | 15302 | D | |
Common Stock (1) | 1/15/2021 | | A | 440 | A | $8.72 | 15742 | D | |
Common Stock (1) | 1/29/2021 | | A | 396 | A | $9.60 | 16138 | D | |
Common Stock (1) | 2/12/2021 | | A | 400 | A | $9.58 | 16538 | D | |
Common Stock (1) | 2/26/2021 | | A | 422 | A | $9.02 | 16960 | D | |
Common Stock (1) | 3/12/2021 | | A | 368 | A | $10.42 | 17328 | D | |
Common Stock (1) | 3/26/2021 | | A | 445 | A | $8.55 | 17773 | D | |
Common Stock (1) | 4/9/2021 | | A | 446 | A | $8.60 | 18219 | D | |
Common Stock (1) | 4/23/2021 | | A | 409 | A | $9.30 | 18628 | D | |
Common Stock (1) | 5/7/2021 | | A | 484 | A | $7.86 | 19112 | D | |
Common Stock (1) | 5/21/2021 | | A | 461 | A | $8.26 | 19573 | D | |
Common Stock (1) | 6/4/2021 | | A | 434 | A | $8.76 | 20007 | D | |
Common Stock (1) | 6/18/2021 | | A | 496 | A | $7.67 | 20503 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bastian Jeffery S. 10000 ALLIANCE ROAD CINCINNATI, OH 45242 |
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| Chief Accounting Officer |
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Signatures
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/s/ F. Mark Reuter as Attorney-in-Fact for Jeffery Bastian | | 8/13/2021 |
**Signature of Reporting Person | Date |
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