FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2008
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

TANTAROS KONSTANTINOS A
2. Issuer Name and Ticker or Trading Symbol

EAST PENN FINANCIAL CORP [ EPEN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

4200 INDIAN CREEK ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

9/18/2007
(Street)

EMMAUS, PA 18049
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
EPEN Common Stock   9/18/2007     P    1000   A $10   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $5   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $5.5   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $7   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $10.10   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $9.25   0   D    
EPEN Common Stock   9/18/2007     P    1000   A $9   51672   D    
EPEN Common Stock                  20000   I   Owned by spouse  
EPEN Common Stock                  58512   D   (1)  
EPEN Common Stock                  43489   I   Owned by Tantaros, Inc. Profit Sharing Plan  
EPEN Common Stock                  117421   I   Owned by Tantaros, Inc. Trust Fund  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to purchase EPEN common stock   $10   9/18/2007           1000    11/27/1999   5/27/2009   EPEN common stock   1000   $0   7000   D    
Option to purchase EPEN common stock   $5   9/18/2007           1000    11/24/2001   5/24/2011   EPEN common stock   1000   $0   6000   D    
Option to purchase EPEN common stock   $5.5   9/18/2007           1000    11/23/2002   5/23/2012   EPEN common stock   1000   $0   5000   D    
Option to purchase EPEN common stock   $7   9/18/2007           1000    11/22/2003   5/22/2013   EPEN common stock   1000   $0   4000   D    
Option to purchase EPEN common stock   $10.10   9/18/2007           1000    11/20/2004   5/20/2014   EPEN common stock   1000   $0   3000   D    
Option to purchase EPEN common stock   $9.25   9/18/2007           1000    11/19/2005   5/19/2015   EPEN common stock   1000   $0   2000   D    
Option to purchase EPEN common stock   $9   9/18/2007           1000    11/18/2006   5/18/2016   EPEN common stock   1000   $0   1000   D    

Explanation of Responses:
( 1)  Joint with spouse

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
TANTAROS KONSTANTINOS A
4200 INDIAN CREEK ROAD
EMMAUS, PA 18049
X



Signatures
/s/ By Theresa M. Wasko, POA on file 9/18/2007
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
East Penn Finl Corp (MM) (NASDAQ:EPEN)
Historical Stock Chart
Von Nov 2024 bis Dez 2024 Click Here for more East Penn Finl Corp (MM) Charts.
East Penn Finl Corp (MM) (NASDAQ:EPEN)
Historical Stock Chart
Von Dez 2023 bis Dez 2024 Click Here for more East Penn Finl Corp (MM) Charts.