Amended Statement of Beneficial Ownership (sc 13d/a)
11 Januar 2013 - 10:18PM
Edgar (US Regulatory)
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
01/10/13
1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein and Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
7. SOLE VOTING POWER
1,080,260
8. SHARED VOTING POWER
12,000
9. SOLE DISPOSITIVE POWER
1,092,260
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,092,260
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
13. PERCENT OF CLASS REPRESENTED BY ROW 11
27.53%
14. TYPE OF REPORTING PERSON
IA
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #12 to the schedule 13d
filed January 13, 2012. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the N-CSRS filed on September 7, 2011 there were 3,968,124 shares of
common stock outstanding as of 06/30/2011 The percentage set forth in item 5
was derived using such number. Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 1,092,260
shares of DHFT or 27.53% of the outstanding shares.Power to dispose of and vote
securities resides either with Mr. Goldstein, Mr. Dakos or with clients.
c) Since the last filing on 12/26/12 the following shares were purchased:
Date: Shares: Price:
12/27/12 16,060 11.3299
12/28/12 1,600 11.3500
12/31/12 1,050 11.3200
01/02/13 1,300 11.5700
01/09/13 266 11.9000
01/10/13 54,480 11.9666
|
d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 01/11/2013
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
|
Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
Von Mai 2024 bis Jun 2024
Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
Von Jun 2023 bis Jun 2024