Current Report Filing (8-k)
03 Mai 2023 - 10:07PM
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2023-05-03
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d)
of the Securities Exchange
Act of 1934
Date of Report
(Date of earliest event reported): May 3, 2023
CompoSecure, Inc.
(Exact Name of Registrant
as Specified in its Charter)
Delaware |
|
001-39687 |
|
85-2749902 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
309 Pierce Street
Somerset, New Jersey |
|
08873 |
(Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (908) 518-0500
Not Applicable
(Former Name or Former
Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Class
A Common Stock, $0.0001 par value |
|
CMPO |
|
Nasdaq Global Market |
Redeemable
warrants, each whole warrant exercisable for one share of Class A Common Stock |
|
CMPOW |
|
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 2.02 |
Results of Operation and Financial Condition |
On
May 3, 2023, CompoSecure, Inc. (the “Company”) issued a press release announcing its financial results for the quarter
ended March 31, 2023 and provided an investor presentation to accompany the press release. Copies of the press release and the investor
presentation are furnished herewith as Exhibits 99.1 and 99.2, respectively.*
Item 7.01 |
Regulation FD Disclosure |
The
information included under Item 2.02 of this Current Report on Form 8-K is incorporated into this Item 7.01 by reference.*
(d) Exhibits
* The information in Items 2.02 and 7.01 of this Form 8-K shall
not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under
the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
COMPOSECURE, INC. |
|
|
Date: May 3, 2023 |
By: |
/s/Timothy Fitzsimmons |
|
|
Timothy Fitzsimmons |
|
|
Chief Financial Officer |
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