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Item 5(a) of the Schedule 13D is hereby amended and supplemented as follows:
All of the percentages of beneficial ownership of the Reporting Persons set forth in this Schedule 13D are based on 1,647,760 shares of issued and outstanding Preferred Stock as of October 31, 2019, as reported in the Issuers Form 10-Q for the fiscal quarter ended October 31, 2019, filed on December 9, 2019.
As of the date hereof, Ronin Trading, LLC directly beneficially owns 78,532 shares of Preferred Stock, representing approximately 4.8% of the outstanding shares of Preferred Stock. Mr. Stafford, as the manager of Ronin Trading, LLC, may be deemed to beneficially own the 78,532 shares of Preferred Stock beneficially owned by Ronin Trading, LLC, representing approximately 4.8% of the outstanding shares of Preferred Stock.
As of the date hereof, Mr. Farley directly beneficially owns 1,000 shares of Preferred Stock, representing less than 1% of the outstanding shares of Preferred Stock.
Subsequent to the filing of Amendment No. 8 to the Schedule 13D, the Reporting Persons engaged in the following transactions with respect to the Issuers securities within the last sixty days prior to the filing of this Amendment:
Ronin Trading, LLC
Preferred Stock:
· On November 22, 2019, Ronin Trading, LLC sold 1,550 shares at an average price of $26.3810 per share.
· On December 5, 2019, Ronin Trading, LLC sold 1,800 shares at an average price of $26.5000 per share.
· On December 9, 2019, Ronin Trading, LLC sold 2,510 shares at an average price of $26.8054 per share.
· On December 10, 2019, Ronin Trading, LLC sold 2,725 shares at an average price of $27.2250 per share.
· On December 11, 2019, Ronin Trading, LLC sold 2,800 shares at an average price of $27.0075 per share.
· On December 12, 2019, Ronin Trading, LLC sold 4,875 shares at an average price of $27.2090 per share.
· On December 13, 2019, Ronin Trading, LLC sold 2,873 shares at an average price of $26.3414 per share.
Except as expressly modified hereby, all provisions of the Schedule 13D shall continue in full force and effect.
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