- Statement of Changes in Beneficial Ownership (4)
27 Juli 2012 - 2:07AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KOLTERMAN ORVILLE G
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2. Issuer Name
and
Ticker or Trading Symbol
AMYLIN PHARMACEUTICALS INC
[
AMLN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
__
X
__ Other (specify below)
SVP, Chief Medical Officer
/
SVP, Chief Medical Officer
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(Last)
(First)
(Middle)
9360 TOWNE CENTRE DR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/25/2012
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(Street)
SAN DIEGO, CA 92121
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/25/2012
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A
(1)
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1376.0
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A
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$14.62
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185652.9
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D
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Common Stock
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7/26/2012
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M
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13091.0
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A
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$11.95
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198743.9
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D
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Common Stock
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7/26/2012
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F
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5079.0
(2)
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D
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$30.795
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193664.9
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D
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Common Stock
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7/26/2012
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F
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3739.0
(3)
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D
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$30.795
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189925.9
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D
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Common Stock
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7/26/2012
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M
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7209.0
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A
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$11.95
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197134.9
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D
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Common Stock
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7/26/2012
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F
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2797.0
(2)
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D
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$30.795
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194337.9
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D
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Common Stock
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7/26/2012
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F
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1777.0
(2)
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D
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$30.795
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192560.9
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D
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Common Stock
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12767.3
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I
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Indirect-401k
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Common Stock
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7974.4
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I
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by ESOP
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Incentive Stock Option (right to buy)
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$11.95
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7/26/2012
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M
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7209.0
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(4)
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8/2/2012
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Common Stock
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7209.0
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$0.0
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0.0
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D
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Non-Qualified Stock Option (right to buy)
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$11.95
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7/26/2012
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M
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13091.0
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(4)
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8/2/2012
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Common Stock
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13091.0
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$0.0
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0.0
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D
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Explanation of Responses:
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(
1)
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Represents shares acquired through the Company's Employee Stock Purchase Plan.
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(
2)
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Represents the number of shares delivered to the Company to pay the exercise price of the option.
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(
3)
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Represents the number of shares delivered to the Company for payment of tax withholding obligations incident to the exercise of stock options.
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(
4)
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25% of shares vest one year from the date of grant and the remainder vest monthly over the next three years becoming fully vested four years from the date of grant.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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KOLTERMAN ORVILLE G
9360 TOWNE CENTRE DR
SAN DIEGO, CA 92121
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SVP, Chief Medical Officer
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SVP, Chief Medical Officer
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Signatures
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By: /s/ James R. Oehler, Attorney-in-Fact For: Orville G. Kolterman
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7/26/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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