Altaba Sets Date for Filing Certificate of Dissolution
23 September 2019 - 10:30PM
Business Wire
Altaba Inc. (“Altaba” or the “Fund”) (NASDAQ: AABA) today
announced that, in furtherance of the liquidation and dissolution
of the Fund pursuant to its Plan of Complete Liquidation and
Dissolution (the “Plan”), the Fund intends to file a certificate of
dissolution with the Secretary of State of the State of Delaware
immediately following the close of regular trading on the Nasdaq
Global Select Market on October 4, 2019.
Upon the filing of the certificate of dissolution, the Fund will
close its stock transfer books, after which record holders of the
Fund’s common stock, par value $0.001 per share (the “Shares”),
will be prohibited from transferring record ownership of their
Shares, except by will, intestate succession or operation of law.
In addition, the Fund expects that trading in the Shares on the
Nasdaq Global Select Market will be halted promptly following the
filing of the certificate of dissolution and indefinitely suspended
prior to the opening of trading on October 7, 2019, and that the
Shares will thereafter be delisted. As previously disclosed, the
Fund will request that, following the filing of the certificate of
dissolution and the closing of the Fund’s stock transfer books, The
Depository Trust Company (“DTC”) maintain records representing the
right to receive any post-dissolution liquidating distributions,
including transfers of such rights. Consequently, the Fund expects
that transfers of such rights will be tracked by DTC. To the extent
that a stockholder’s Shares are not held by a DTC participant as of
the filing of the certificate of dissolution and the closing of the
Fund’s stock transfer books, it could be more difficult for such
stockholder to transfer such stockholder’s rights to receive any
post-dissolution liquidating distributions.
The Fund expects that any purchases or sales of the Fund’s
Shares that are not settled prior to the filing of the certificate
of dissolution and the closing of the Fund’s stock transfer books
will not be settled. The Fund urges stockholders to consult their
brokers to ensure that any trades are executed in sufficient time
to settle prior to the closing of the Fund’s stock transfer books.
Further, Computershare, the Fund’s transfer agent, will fully
suspend Direct Registration System sales and the Direct Stock
Purchase Plan that it currently administers with respect to the
Fund’s Shares. Consequently, stockholders who hold their Shares
directly on the books of the Fund’s transfer agent and wish to sell
Shares prior to the closing of the Fund’s stock transfer books will
not be able to do so after September 25, 2019 other than through an
account with a bank, broker or other participant in DTC.
As previously announced, stockholders of the Fund approved the
liquidation and dissolution of the Fund pursuant to the Plan at a
special meeting of stockholders held on June 27, 2019. Additional
information regarding the Plan and the liquidation and dissolution
process can be found in the proxy statement filed with the U.S.
Securities and Exchange Commission (the “SEC”) on May 17, 2019 (as
supplemented, the “Proxy Statement”).
About Altaba
Altaba is an independent, publicly traded, non-diversified,
closed-end management investment company registered under the
Investment Company Act of 1940. The Fund’s assets primarily consist
of a mix of cash and marketable securities.
Prior to June 16, 2017, Altaba was known as “Yahoo! Inc.” Altaba
was created from Yahoo! Inc. after the sale of its operating
businesses, at which time Yahoo! Inc. reorganized as an investment
company, was renamed Altaba Inc., and began trading under the
Nasdaq ticker symbol AABA.
Visit www.altaba.com for more information.
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING
INFORMATION
This document contains forward-looking statements concerning the
Fund’s proposed liquidation and dissolution pursuant to the Plan.
Without limiting the foregoing, words or phrases such as “will
likely result,” “are expected to,” “will continue,” “anticipate,”
“estimate,” “project,” “believe,” “intend” or similar expressions
are intended to identify forward-looking statements. These
statements are not statements of historical facts and do not
reflect historical information. Forward-looking statements are
subject to numerous risks and uncertainties and actual results may
differ materially from those statements. Such risks and
uncertainties relate to, among other things: the availability,
timing and amount of post-dissolution liquidating distributions;
the amounts that will need to be set aside by the Fund; the
adequacy of such reserves to satisfy the Fund’s obligations; the
ability of the Fund to favorably resolve certain potential tax
claims, litigation matters and other unresolved contingent
liabilities of the Fund; the application of, and any changes in,
applicable tax laws, regulations, administrative practices,
principles and interpretations; and the incurrence by the Fund of
expenses relating to the liquidation and dissolution. Further
information regarding the risks, uncertainties and other factors
that could cause actual results to differ from the results in these
forward-looking statements are discussed under the section “Risk
Factors” in the Proxy Statement, as supplemented. Please carefully
consider these factors, as well as other information contained in
the Proxy Statement, and in the Fund’s periodic reports and
documents filed with the SEC. The forward-looking statements
included in this document are made only as of the date hereof.
The Fund does not undertake any obligation to update or
supplement such forward-looking statements to reflect events or
circumstances after the date hereof, except as required by law.
Because the Fund is an investment company, the forward-looking
statements and projections in this press release are excluded from
the safe harbor protection provided by Section 27A of the
Securities Act of 1933, as amended, and Section 21E of the
Securities and Exchange Act of 1934, as amended.
View source
version on businesswire.com: https://www.businesswire.com/news/home/20190923005802/en/
Investor Relations and Media: Abernathy MacGregor Alan Oshiki
212-371-5999 altaba@abmac.com
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