GoldmanSachs International Form 8.5 (EPT/RI) (5966D)
30 April 2013 - 12:20PM
UK Regulatory
TIDMXTA
RNS Number : 5966D
GoldmanSachs International
30 April 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
---------------------------------------------- ---------------------------------
(b) Name of offeror/offeree in relation XSTRATA PLC
to whose relevant securities this
form relates:
Use a separate form for each offeror/offeree
---------------------------------------------- ---------------------------------
(c) Name of the party to the offer XSTRATA PLC
with which exempt principal trader
is connected:
---------------------------------------------- ---------------------------------
(d) Date dealing undertaken: 29 April 2013
---------------------------------------------- ---------------------------------
(e) Has the EPT previously disclosed, YES - disclosed previously
or is it today disclosing, under for GLENCORE INTERNATIONAL
the Code in respect of any other PLC
party to this offer?
---------------------------------------------- ---------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit per unit paid/received
security paid/received
----------------- ----------- --------------- --------------- ------------------------
USD 0.5 ordinary Purchases 712,465 9.9880 GBP 9.7120 GBP
----------------- ----------- --------------- --------------- ------------------------
USD 0.5 ordinary Sales 788,725 9.9870 GBP 9.6950 GBP
----------------- ----------- --------------- --------------- ------------------------
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Opening a long 67,500 9.7514 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 1,992 9.7861 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 136,143 9.7861 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 1,865 9.8102 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 30,000 9.8150 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Opening a short 3,949 9.8262 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a long 4,515 9.8262 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a long 30,238 9.8266 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 29,070 9.8275 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Reducing a short 1,464 9.8489 GBP
position
----------------- ------------- ------------------------ ------------ -----------
USD 0.5 ordinary CFD Opening a short 300 9.8830 GBP
position
----------------- ------------- ------------------------ ------------ -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying etc. option etc. received
relates per unit
------------- ------------- -------------- --------------- ---------- ---------------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
------------------ -------------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings,
state "none"
------------------------------------------------------------------
NONE
------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-------------------------------------------------------------------
NONE
-------------------------------------------------------------------
Date of disclosure: 30 April 2013
--------------------- ------------------------------
Contact name: Audrey Malone and Darren Adam
--------------------- ------------------------------
+44(20) 7552 3836 / +44(20)
Telephone number: 7051 4224
--------------------- ------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERBGGDSCBXBGXG
Xstrata (LSE:XTA)
Historical Stock Chart
Von Mär 2025 bis Apr 2025
Xstrata (LSE:XTA)
Historical Stock Chart
Von Apr 2024 bis Apr 2025
