Morgan Stanley Securities Limited Form 8.5 (EPT/RI) XSTRATA PLC REPLACEMENT (5932D)
30 April 2013 - 12:03PM
UK Regulatory
TIDMXTA
RNS Number : 5932D
Morgan Stanley Securities Limited
30 April 2013
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form XSTRATA PLC
relates:
Use a separate form for each offeror/offeree
----------------------------------
(c) Name of the party to the offer with which exempt principal trader is GLENCORE INTERNATIONAL PLC
connected:
----------------------------------
(d) Date dealing undertaken: 24 APRIL 2013
----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
USD 0.5 ordinary PURCHASES 3,359,706 10.0100 GBP 9.5450 GBP
---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary SALES 3,383,867 10.0100 GBP 9.3212 GBP
---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary SALES 42,490 9.7649 USD 9.7649 USD
---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
USD 0.5 ordinary CFD LONG 9,059 9.3212 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 10,116 9.3212 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 18,844 9.8460 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 4,735 9.8460 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 10,380 9.8791 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 9,317 9.8808 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 330,820 9.8883 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 3,988 9.8883 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 36,848 9.8884 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 3,100 9.9000 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,212 9.9023 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 36,487 9.9023 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 120,022 9.9023 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 72,132 9.9224 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5 9.9254 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 60 9.9254 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 242 9.9254 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 28 9.9254 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,696 9.9254 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,562 9.9282 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 89 9.9282 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 619 9.9290 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,738 9.9290 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 341,456 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 108,458 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 30,474 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 53,224 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 701 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5,020 9.9585 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 31,006 9.9650 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,615 9.9767 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 122,304 9.5986 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 48,921 9.5986 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 73,382 9.5986 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,612 9.6267 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 23,644 9.6496 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 255,248 9.8269 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 5,235 9.8787 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 330,820 9.8787 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 101,859 9.8910 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 116,646 9.8930 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 60,789 9.9049 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 39,650 9.9049 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 915 9.9165 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 2,615 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 29,409 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 2,561 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 30,773 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 701 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 91 9.9300 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 20,000 9.9404 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 30,000 9.9404 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 50,000 9.9404 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 18 9.9448 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 63 9.9448 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 3,949 9.9448 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 190 9.9502 GBP
-------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 84 9.9790 GBP
-------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
N/A N/A N/A N/A
-------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 30 APRIL 2013
Contact name: Darren Wickert
--------------------
Telephone number: +44 (0)20 7425 7514
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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