TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 27 November 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 8,799,337 0.72% 3,385,191 0.28%
controlled:
(2) Derivatives
(other
than
options): 15,572 0.00% 7,412,402 0.61%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 8,814,909 0.72% 10,797,593 0.89%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 100,000 0.03% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 100,000 0.03% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Purchase 700,000 123.2500 GBP
ORD Purchase 141 4.1950 GBP
ORD Purchase 174 4.2073 GBP
ORD Purchase 180 4.3400 GBP
ORD Purchase 241 4.3180 GBP
ORD Purchase 274 4.2010 GBP
ORD Purchase 293 4.2065 GBP
ORD Purchase 325 4.1890 GBP
ORD Purchase 330 4.2540 GBP
ORD Purchase 333 4.3360 GBP
ORD Purchase 340 4.2110 GBP
ORD Purchase 359 4.2030 GBP
ORD Purchase 465 4.2210 GBP
ORD Purchase 489 4.2069 GBP
ORD Purchase 751 4.2570 GBP
ORD Purchase 978 4.2075 GBP
ORD Purchase 1,005 4.1862 GBP
ORD Purchase 1,128 4.2050 GBP
ORD Purchase 1,436 4.2381 GBP
ORD Purchase 1,604 4.2689 GBP
ORD Purchase 1,809 4.2040 GBP
ORD Purchase 2,011 4.2060 GBP
ORD Purchase 2,142 4.2070 GBP
ORD Purchase 3,635 4.1947 GBP
ORD Purchase 4,119 4.2758 GBP
ORD Purchase 4,164 4.1866 GBP
ORD Purchase 5,016 4.3291 GBP
ORD Purchase 6,733 4.2660 GBP
ORD Purchase 8,790 4.2668 GBP
ORD Purchase 15,101 4.2043 GBP
ORD Purchase 25,649 4.2716 GBP
ORD Purchase 86,154 4.2537 GBP
ORD Purchase 99,008 4.3133 GBP
ORD Sale 1 4.3240 GBP
ORD Sale 141 4.1950 GBP
ORD Sale 174 4.2073 GBP
ORD Sale 180 4.3400 GBP
ORD Sale 241 4.3180 GBP
ORD Sale 274 4.2010 GBP
ORD Sale 293 4.2065 GBP
ORD Sale 325 4.1890 GBP
ORD Sale 328 4.2130 GBP
ORD Sale 330 4.2540 GBP
ORD Sale 333 4.3360 GBP
ORD Sale 465 4.2210 GBP
ORD Sale 489 4.2069 GBP
ORD Sale 751 4.2570 GBP
ORD Sale 978 4.2075 GBP
ORD Sale 1,824 4.2110 GBP
ORD Sale 3,332 4.3215 GBP
ORD Sale 4,149 4.2020 GBP
ORD Sale 4,891 4.2269 GBP
ORD Sale 5,013 4.2090 GBP
ORD Sale 6,744 4.2030 GBP
ORD Sale 7,248 4.2040 GBP
ORD Sale 7,872 4.2116 GBP
ORD Sale 7,900 4.2080 GBP
ORD Sale 8,113 4.2100 GBP
ORD Sale 8,558 4.2600 GBP
ORD Sale 9,416 4.2050 GBP
ORD Sale 11,688 4.2496 GBP
ORD Sale 19,174 4.2070 GBP
ORD Sale 19,845 4.3390 GBP
ORD Sale 28,157 4.2060 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Short 1,690 4.3121 GBP
ORD SWAP Short 3,326 4.3377 GBP
ORD CFD Short 6,733 4.2660 GBP
ORD CFD Short 23,905 4.1995 GBP
ORD CFD Short 25,649 4.2716 GBP
ORD CFD Short 86,154 4.2537 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Nov 2014
Contact name: Sushil Vashisht
Telephone number: 020 7773 0744
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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