TIDMTT. TIDM0NLA
RNS Number : 7050W
Bank of America Merrill Lynch
11 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 10/11/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 86,923 12.765 EUR 12.31 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 85,471 12.75 EUR 12.34 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 100 12.746 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 12,773 12.521 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,499 12.656 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 491 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 562 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 92 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 96 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 520 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 594 12.764 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 9 12.593 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 610 12.656 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 169 12.656 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 288 12.355 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,127 12.369 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 750 12.371 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 413 12.387 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 288 12.371 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 135 12.387 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 393 12.371 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 290 12.387 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 683 12.355 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 33 12.374 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 172 12.746 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 922 12.371 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 90 12.746 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 150 12.626 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 30 12.709 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 50 12.626 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,200 12.378 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 11,614 12.378 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,972 12.731 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,905 12.376 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,203 12.385 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,188 12.728 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 10/11/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 435,442 4.119 GBP 3.98 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 255,249 4.119 GBP 3.981 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 31 4.003 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 205 3.988 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 102 3.988 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1 4.064 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,200 3.999 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 200 4.102 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 8,422 3.998 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4,085 4.119 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,351 4.12 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,876 4.119 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 2,589 4.034 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 100,743 4.034 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 100,743 4.033 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 411 4.033 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 200,000 4.074 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 97 4.073 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 593 3.993 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,492 4.051 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 7,204 4.064 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 883 4.027 GBP
--------------------------- -------------------- ----------------------- ----------------------- -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
------------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
------------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
------------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
------------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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