TIDMTT. TIDM0NLA
RNS Number : 7551U
Bank of America Merrill Lynch
20 October 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 17/10/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 96,489 10.17 EUR 9.87 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 98,453 10.19 EUR 9.89 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 6,035 10.044 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 12,400 10.09 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 166 10.171 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 754 10.171 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 176 10.171 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 793 10.171 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 359 10.03 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 487 10.03 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,298 10.02 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5,153 9.983 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 946 10.104 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 715 10.005 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 283 9.986 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,281 10.046 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 999 10.035 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 19,516 10.16 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 268 10.109 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 268 10.078 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 371 10.078 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 465 10.109 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,442 9.897 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,740 9.899 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,427 9.987 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,531 9.987 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 13,689 9.987 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 13,689 10.033 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 24,834 9.991 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 366 10.056 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,531 9.991 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5,986 10.059 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,451 10.124 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,731 10.05 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/10/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 17/10/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 730,796 3.39 GBP 3.33 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 749,624 3.32 GBP 3.40 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 234 3.378 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 234 3.361 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 12,919 3.355 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 10,832 3.382 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 32,674 3.384 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 46,774 3.384 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 74,492 3.366 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 13,454 3.361 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 968 3.361 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,703 3.361 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,756 3.391 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 6,520 3.392 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,566 3.391 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,009 3.362 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 406,228 3.362 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 406,228 3.362 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 33 3.36 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 86 3.36 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 14,979 3.368 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 3,132 3.38 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 169 3.336 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,149 3.375 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,234 3.375 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,160 3.375 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,160 3.337 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 6,998 3.335 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 7,559 3.374 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 561 3.343 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/10/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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