TIDMTT.
FORM 8.5 (EPT/NON-RI) - AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 16 October 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class ORD
of
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,960,430 0.98% 2,332,849 0.19%
(2) Derivatives (other than
options): 900,232 0.07% 8,609,782 0.71%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 12,860,662 1.05% 10,942,631 0.90%
Class Convertible Bond XS0503743949
of
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,600,000 0.40% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 1,600,000 0.40% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Purchase 1,500,000 111.0000 GBP
ORD Purchase 10 3.2400 GBP
ORD Purchase 10 3.3060 GBP
ORD Purchase 10 3.3150 GBP
ORD Purchase 25 3.2330 GBP
ORD Purchase 39 3.2410 GBP
ORD Purchase 39 3.2540 GBP
ORD Purchase 51 3.2960 GBP
ORD Purchase 126 3.2650 GBP
ORD Purchase 198 3.3360 GBP
ORD Purchase 209 3.2560 GBP
ORD Purchase 224 3.2570 GBP
ORD Purchase 238 3.2230 GBP
ORD Purchase 289 3.3430 GBP
ORD Purchase 325 3.3350 GBP
ORD Purchase 342 3.2370 GBP
ORD Purchase 370 3.3510 GBP
ORD Purchase 407 3.3330 GBP
ORD Purchase 453 3.2749 GBP
ORD Purchase 454 3.3520 GBP
ORD Purchase 461 3.2758 GBP
ORD Purchase 480 3.2340 GBP
ORD Purchase 510 3.2746 GBP
ORD Purchase 512 3.2350 GBP
ORD Purchase 517 3.2300 GBP
ORD Purchase 522 3.2320 GBP
ORD Purchase 576 3.2770 GBP
ORD Purchase 582 3.2710 GBP
ORD Purchase 713 3.3390 GBP
ORD Purchase 749 3.2830 GBP
ORD Purchase 885 3.2640 GBP
ORD Purchase 1,025 3.2855 GBP
ORD Purchase 1,049 3.2740 GBP
ORD Purchase 1,053 3.2820 GBP
ORD Purchase 1,413 3.2880 GBP
ORD Purchase 1,488 3.2890 GBP
ORD Purchase 1,669 3.2810 GBP
ORD Purchase 1,671 3.2780 GBP
ORD Purchase 1,833 3.2689 GBP
ORD Purchase 1,889 3.2610 GBP
ORD Purchase 1,913 3.2860 GBP
ORD Purchase 2,087 3.2676 GBP
ORD Purchase 2,092 3.2720 GBP
ORD Purchase 2,275 3.2800 GBP
ORD Purchase 2,422 3.2670 GBP
ORD Purchase 3,521 3.2760 GBP
ORD Purchase 3,903 3.2750 GBP
ORD Purchase 4,099 3.2730 GBP
ORD Purchase 5,898 3.2906 GBP
ORD Purchase 6,032 3.2700 GBP
ORD Purchase 8,909 3.2895 GBP
ORD Purchase 10,359 3.2788 GBP
ORD Purchase 15,982 3.2864 GBP
ORD Purchase 19,055 3.2814 GBP
ORD Purchase 26,963 3.2847 GBP
ORD Purchase 28,512 3.2935 GBP
ORD Purchase 32,483 3.2786 GBP
ORD Purchase 37,754 3.2827 GBP
ORD Purchase 48,245 3.2477 GBP
ORD Purchase 98,573 3.2870 GBP
ORD Purchase 103,366 3.2777 GBP
ORD Sale 10 3.2400 GBP
ORD Sale 10 3.3060 GBP
ORD Sale 10 3.3150 GBP
ORD Sale 25 3.2330 GBP
ORD Sale 25 3.2870 GBP
ORD Sale 39 3.2410 GBP
ORD Sale 39 3.2540 GBP
ORD Sale 51 3.2960 GBP
ORD Sale 198 3.3360 GBP
ORD Sale 209 3.2530 GBP
ORD Sale 209 3.2560 GBP
ORD Sale 224 3.2570 GBP
ORD Sale 238 3.2230 GBP
ORD Sale 289 3.3430 GBP
ORD Sale 325 3.3350 GBP
ORD Sale 342 3.2370 GBP
ORD Sale 370 3.3510 GBP
ORD Sale 407 3.3330 GBP
ORD Sale 453 3.2749 GBP
ORD Sale 454 3.3520 GBP
ORD Sale 461 3.2758 GBP
ORD Sale 480 3.2340 GBP
ORD Sale 510 3.2746 GBP
ORD Sale 512 3.2350 GBP
ORD Sale 517 3.2300 GBP
ORD Sale 522 3.2320 GBP
ORD Sale 559 3.2775 GBP
ORD Sale 713 3.3390 GBP
ORD Sale 749 3.2830 GBP
ORD Sale 885 3.2640 GBP
ORD Sale 964 3.3437 GBP
ORD Sale 1,022 3.2900 GBP
ORD Sale 1,070 3.2910 GBP
ORD Sale 1,401 3.2797 GBP
ORD Sale 1,414 3.2650 GBP
ORD Sale 1,487 3.2790 GBP
ORD Sale 1,706 3.2573 GBP
ORD Sale 1,717 3.2700 GBP
ORD Sale 1,889 3.2610 GBP
ORD Sale 3,407 3.2860 GBP
ORD Sale 3,760 3.2890 GBP
ORD Sale 3,833 3.2820 GBP
ORD Sale 3,869 3.2800 GBP
ORD Sale 3,907 3.2880 GBP
ORD Sale 4,083 3.2810 GBP
ORD Sale 4,187 3.2670 GBP
ORD Sale 4,571 3.2770 GBP
ORD Sale 5,715 3.2720 GBP
ORD Sale 7,069 3.2750 GBP
ORD Sale 7,461 3.2780 GBP
ORD Sale 8,598 3.2781 GBP
ORD Sale 12,463 3.2710 GBP
ORD Sale 12,604 3.2818 GBP
ORD Sale 12,627 3.2730 GBP
ORD Sale 13,038 3.2760 GBP
ORD Sale 16,496 3.2944 GBP
ORD Sale 17,770 3.2740 GBP
ORD Sale 19,325 3.2936 GBP
ORD Sale 20,773 3.3485 GBP
ORD Sale 19,326 3.2743 GBP
ORD Sale 44,671 3.2966 GBP
ORD Sale 48,163 3.2949 GBP
ORD Sale 61,955 3.2898 GBP
ORD Sale 200,000 3.2985 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 19,812 3.2893 GBP
ORD SWAP Long 21,426 3.3481 GBP
ORD CFD Long 200,000 3.2985 GBP
ORD SWAP Short 1,025 3.2855 GBP
ORD CFD Short 15,982 3.2864 GBP
ORD SWAP Short 19,055 3.2814 GBP
ORD CFD Short 13,486 3.2655 GBP
ORD CFD Short 28,512 3.2934 GBP
ORD CFD Short 35,388 3.2828 GBP
ORD CFD Short 37,754 3.2827 GBP
ORD SWAP Short 43,926 3.2362 GBP
ORD CFD Short 48,245 3.2477 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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