TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 3 October 2014
undertaken:
(e) Has the EPT previously
disclosed, or is it
today disclosing, under NO
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,285,835 1.06% 2,765,464 0.24%
(2) Derivatives (other than
options): 947,227 0.08% 8,919,579 0.77%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 13,233,062 1.14% 11,685,043 1.01%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,900,000 0.48% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 1,900,000 0.48% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 189 3.9160 GBP
ORD Purchase 285 3.9040 GBP
ORD Purchase 285 3.9240 GBP
ORD Purchase 364 3.9280 GBP
ORD Purchase 428 3.9360 GBP
ORD Purchase 428 3.9430 GBP
ORD Purchase 570 3.9255 GBP
ORD Purchase 642 3.9190 GBP
ORD Purchase 671 3.9270 GBP
ORD Purchase 1,600 3.8825 GBP
ORD Purchase 3,011 3.9256 GBP
ORD Purchase 3,867 3.9233 GBP
ORD Purchase 4,077 3.9224 GBP
ORD Purchase 7,523 3.9158 GBP
ORD Purchase 19,848 3.8730 GBP
ORD Purchase 24,143 3.9221 GBP
ORD Purchase 28,884 3.9220 GBP
ORD Purchase 39,102 3.9290 GBP
ORD Sale 189 3.9160 GBP
ORD Sale 285 3.9040 GBP
ORD Sale 289 3.9220 GBP
ORD Sale 364 3.9280 GBP
ORD Sale 428 3.9360 GBP
ORD Sale 428 3.9430 GBP
ORD Sale 526 3.8730 GBP
ORD Sale 570 3.9255 GBP
ORD Sale 642 3.9190 GBP
ORD Sale 671 3.9270 GBP
ORD Sale 1,241 3.8900 GBP
ORD Sale 1,407 3.8905 GBP
ORD Sale 2,219 3.9207 GBP
ORD Sale 2,240 3.9214 GBP
ORD Sale 3,011 3.9256 GBP
ORD Sale 3,333 3.9289 GBP
ORD Sale 7,256 3.9211 GBP
ORD Sale 7,585 3.9273 GBP
ORD Sale 7,868 3.8856 GBP
ORD Sale 15,851 3.8775 GBP
ORD Sale 16,783 3.9240 GBP
ORD Sale 19,157 3.9246 GBP
ORD Sale 33,179 3.9091 GBP
ORD Sale 36,229 3.9277 GBP
ORD Sale 38,584 3.9300 GBP
ORD Sale 160,000 3.9039 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 2,219 3.9207 GBP
ORD CFD Long 2,766 3.9301 GBP
ORD CFD Long 3,333 3.9289 GBP
ORD CFD Long 4,819 3.9257 GBP
ORD CFD Long 4,012 3.8709 GBP
ORD CFD Long 21,474 3.8818 GBP
ORD SWAP Long 36,229 3.9277 GBP
ORD SWAP Short 1,600 3.8824 GBP
ORD CFD Short 1,956 3.9235 GBP
ORD CFD Short 9,839 3.9249 GBP
ORD CFD Short 160,000 3.9039 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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