TIDMTT. TIDM0NLA
RNS Number : 1359T
Bank of America Merrill Lynch
01 October 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 30/09/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 62,500 11.93 EUR 11.81 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 26,360 11.915 EUR 11.84 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN
DE000TUAG000 Swaps Short 802 11.852 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 35,679 11.88 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 4,100 11.856 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 364 11.846 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 294 11.846 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 302 11.846 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 369 11.846 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5 11.837 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,624 11.845 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,664 11.845 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 384 11.879 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 355 11.856 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,120 11.849 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 208 11.905 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 391 11.839 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 35 11.856 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 916 11.861 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 21 11.851 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 11 11.879 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 350 11.879 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 33 11.896 EUR
--------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 01/10/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
--------------------------------
(d) Date dealing undertaken: 30/09/2014
--------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
--------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 243,501 3.9 GBP 3.867 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 173,079 3.9 GBP 3.87 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Short 11,474 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 595 3.883 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 28,128 3.881 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,140 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 4,993 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,087 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 6,559 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,793 3.892 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,093 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,040 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 4,920 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 6,467 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 140,978 3.882 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 140,978 3.881 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 704 3.88 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 118 3.878 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,061 3.883 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,421 3.883 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 494 3.884 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 11,474 3.891 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 01/10/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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