TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 15 September 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,949,877 1.05% 3,628,630 0.32%
controlled:
(2) Derivatives
(other
than
options): 941,598 0.08% 8,523,837 0.75%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 12,891,475 1.14% 12,152,467 1.07%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 3,500,000 0.88% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 3,500,000 0.88% 0 0.00%
Class of relevant Convertible Bond XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 4,800,000 1.63% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 4,800,000 1.63% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 212 3.6675 GBP
ORD Purchase 270 3.6500 GBP
ORD Purchase 270 3.6515 GBP
ORD Purchase 270 3.6530 GBP
ORD Purchase 270 3.6664 GBP
ORD Purchase 270 3.6674 GBP
ORD Purchase 325 3.6540 GBP
ORD Purchase 325 3.6565 GBP
ORD Purchase 325 3.6574 GBP
ORD Purchase 406 3.6645 GBP
ORD Purchase 406 3.6684 GBP
ORD Purchase 406 3.6689 GBP
ORD Purchase 406 3.6704 GBP
ORD Purchase 633 3.6710 GBP
ORD Purchase 676 3.6640 GBP
ORD Purchase 676 3.6655 GBP
ORD Purchase 840 3.6593 GBP
ORD Purchase 899 3.6550 GBP
ORD Purchase 1,060 3.6650 GBP
ORD Purchase 1,230 3.6630 GBP
ORD Purchase 1,287 3.6695 GBP
ORD Purchase 1,504 3.6699 GBP
ORD Purchase 1,567 3.6725 GBP
ORD Purchase 2,549 3.6660 GBP
ORD Purchase 2,604 3.6670 GBP
ORD Purchase 2,708 3.6680 GBP
ORD Purchase 2,710 3.6700 GBP
ORD Purchase 2,824 3.6688 GBP
ORD Purchase 3,758 3.6610 GBP
ORD Purchase 6,116 3.6632 GBP
ORD Purchase 8,199 3.6653 GBP
ORD Purchase 8,553 3.6690 GBP
ORD Purchase 13,589 3.6577 GBP
ORD Purchase 16,040 3.6613 GBP
ORD Purchase 19,310 3.6598 GBP
ORD Purchase 35,313 3.6601 GBP
ORD Purchase 51,374 3.6573 GBP
ORD Purchase 62,890 3.6677 GBP
ORD Purchase 168,283 3.6638 GBP
ORD Purchase 200,406 3.6694 GBP
ORD Sale 19 3.6683 GBP
ORD Sale 204 3.6678 GBP
ORD Sale 270 3.6515 GBP
ORD Sale 270 3.6664 GBP
ORD Sale 270 3.6674 GBP
ORD Sale 325 3.6565 GBP
ORD Sale 325 3.6574 GBP
ORD Sale 338 3.6555 GBP
ORD Sale 406 3.6645 GBP
ORD Sale 406 3.6684 GBP
ORD Sale 406 3.6689 GBP
ORD Sale 406 3.6694 GBP
ORD Sale 406 3.6704 GBP
ORD Sale 460 3.6450 GBP
ORD Sale 676 3.6655 GBP
ORD Sale 1,287 3.6695 GBP
ORD Sale 1,504 3.6699 GBP
ORD Sale 1,686 3.6646 GBP
ORD Sale 2,005 3.6590 GBP
ORD Sale 2,043 3.6675 GBP
ORD Sale 2,116 3.6480 GBP
ORD Sale 2,265 3.6688 GBP
ORD Sale 2,643 3.6559 GBP
ORD Sale 2,945 3.6620 GBP
ORD Sale 3,010 3.6490 GBP
ORD Sale 3,331 3.6663 GBP
ORD Sale 4,937 3.6547 GBP
ORD Sale 5,315 3.6510 GBP
ORD Sale 6,704 3.6580 GBP
ORD Sale 7,298 3.6710 GBP
ORD Sale 10,859 3.6550 GBP
ORD Sale 11,121 3.6530 GBP
ORD Sale 11,476 3.6633 GBP
ORD Sale 13,156 3.6560 GBP
ORD Sale 15,113 3.6500 GBP
ORD Sale 18,018 3.6670 GBP
ORD Sale 18,529 3.6520 GBP
ORD Sale 20,154 3.6650 GBP
ORD Sale 20,810 3.6680 GBP
ORD Sale 21,383 3.6660 GBP
ORD Sale 24,346 3.6630 GBP
ORD Sale 25,429 3.6640 GBP
ORD Sale 30,202 3.6667 GBP
ORD Sale 37,056 3.6700 GBP
ORD Sale 42,778 3.6540 GBP
ORD Sale 43,008 3.6543 GBP
ORD Sale 69,712 3.6595 GBP
ORD Sale 108,253 3.6690 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 19,700 3.6616 GBP
ORD CFD Long 19,749 3.6536 GBP
ORD SWAP Short 1,567 3.6725 GBP
ORD CFD Short 3,758 3.6610 GBP
ORD CFD Short 6,116 3.6632 GBP
ORD CFD Short 7,338 3.6563 GBP
ORD CFD Short 8,702 3.6656 GBP
ORD CFD Short 8,710 3.6598 GBP
ORD CFD Short 71,989 3.6680 GBP
ORD CFD Short 168,283 3.6638 GBP
ORD CFD Short 200,000 3.6694 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
TUI Travel (LSE:TT.)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
TUI Travel (LSE:TT.)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
