TIDMTT. TIDM0NLA
RNS Number : 4245R
Bank of America Merrill Lynch
11 September 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 10/09/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 68,327 10.975 EUR 10.845 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 63,470 10.995 EUR 10.88 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 267 10.977 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 466 10.977 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 600 10.896 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 633 10.903 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 410 10.924 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 4,565 10.924 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,100 10.936 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 309 10.94 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 12 10.956 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 21 10.956 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 364 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 4,657 10.924 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 362 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 526 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,023 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,132 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 410 10.936 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,215 10.924 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 37,851 10.878 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,073 10.871 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,344 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5,063 10.899 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5,063 10.915 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 133 10.851 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 311 10.851 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 589 10.94 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 579 10.938 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 10/09/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 258,951 3.63 GBP 3.577 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 194,373 3.627 GBP 3.578 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 33 3.588 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 77 3.588 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 300 3.592 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,157 3.587 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 7,525 3.583 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 510 3.602 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,132 3.603 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 499 3.602 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 129,250 3.601 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 129,250 3.601 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,200 3.598 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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