TIDMTT. TIDM0NLA
RNS Number : 7292P
Bank of America Merrill Lynch
21 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 20/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 164,848 3.731 GBP 3.695 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 259,250 3.731 GBP 3.696 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 1 3.716 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 123 3.707 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1 3.716 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 26 3.716 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2 3.716 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 8 3.716 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 9,062 3.705 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,700 3.706 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 600 3.701 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,460 3.709 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,706 3.719 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,600 3.719 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 979 3.721 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,055 3.713 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 17,186 3.713 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,649 3.696 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,270 3.696 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 843 3.707 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 269 3.697 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,576 3.696 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,950 3.696 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 113,284 3.713 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 194 3.712 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 113,284 3.712 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 752 3.712 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1 3.708 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,323 3.707 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,503 3.712 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 66,459 3.705 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 20/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 14,523 11.275 EUR 11.155 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 65,043 11.285 EUR 11.16 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Long 3,300 11.188 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 137 11.156 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 253 11.191 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 484 11.218 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 253 11.213 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 4,181 11.213 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 98 11.164 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,043 11.213 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 8,559 11.213 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 137 11.213 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,043 11.19 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,051 11.252 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,550 11.207 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 786 11.224 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 907 11.201 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,059 11.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,121 11.222 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,857 11.181 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 28,241 11.208 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 333 11.164 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 7 11.207 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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