TIDMTT. TIDM0NLA
RNS Number : 7506N
Bank of America Merrill Lynch
30 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 29/07/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------------- ------------ --------------------------- --------------- ---------------
Convertibles - ISIN DE000TUAG117 Sale 293,950 124.28 EUR 124.28 EUR
---------------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Convertibles - ISIN
DE000TUAG117 Swaps Long 293,950 124.282 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 30/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 29/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 31,666 10.91 EUR 10.78 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 22,547 10.89 EUR 10.775 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,500 10.836 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 215 10.888 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,549 10.83 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,985 10.888 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,600 10.822 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 189 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 951 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 833 10.852 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 4,089 10.895 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,544 10.855 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 391 10.86 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 951 10.817 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 481 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,109 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 212 10.835 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 533 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,109 10.828 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,495 10.84 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 190 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,495 10.827 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,119 10.835 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 665 10.852 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 397 10.86 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 444 10.895 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 120 10.835 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,092 10.874 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,092 10.881 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,533 10.895 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,308 10.874 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,607 10.787 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 9,704 10.87 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 76 10.856 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 76 10.889 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,102 10.842 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 699 10.847 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,102 10.847 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 329 10.842 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 578 10.842 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 329 10.786 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 388 10.786 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 376 10.786 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 320 10.786 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,139,200 12.284 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 834,901 12.284 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,262 10.854 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 30/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 29/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 239,056 3.686 GBP 3.643 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 232,738 3.686 GBP 3.644 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2 3.656 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 5 3.656 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1 3.656 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 4 3.656 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 9 3.656 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 428 3.662 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 7,565 3.686 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,393 3.68 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,837 3.681 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,335 3.681 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 4,824 3.652 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 494 3.676 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 520 3.677 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 509 3.676 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 208,548 3.67 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 208,548 3.67 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 4 3.668 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 229 3.668 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,492 3.668 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 30/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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