TIDMTT.
FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 30 June 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,884,920 1.08% 3,307,046 0.30%
controlled:
(2) Derivatives
(other
than
options): 272,728 0.02% 8,030,523 0.72%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
12,157,648 1.10% 11,337,569 1.01%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,500,000 1.38% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
5,500,000 1.38% 0 0.00%
Class of relevant Convertible Bond XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 500,000 0.14% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
500,000 0.14% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 2,199 4.0305 GBP
ORD Purchase 2,505 3.9800 GBP
ORD Purchase 17,700 3.9774 GBP
ORD Purchase 25,509 3.9870 GBP
ORD Purchase 30,250 3.9886 GBP
ORD Purchase 38,072 3.9837 GBP
ORD Purchase 39,944 4.0001 GBP
ORD Purchase 44,025 3.9881 GBP
ORD Purchase 49,179 3.9849 GBP
ORD Purchase 86,076 3.9896 GBP
ORD Purchase 115,621 3.9954 GBP
ORD Purchase 162,543 3.9968 GBP
ORD Purchase 197,983 3.9841 GBP
ORD Purchase 202,000 3.9647 GBP
ORD Purchase 202,000 3.9865 GBP
ORD Purchase 230,263 3.9906 GBP
ORD Sale 3,765 3.9840 GBP
ORD Sale 9,158 3.9768 GBP
ORD Sale 10,296 3.9829 GBP
ORD Sale 16,857 3.9970 GBP
ORD Sale 31,298 3.9825 GBP
ORD Sale 32,387 3.9888 GBP
ORD Sale 43,336 3.9917 GBP
ORD Sale 103,290 3.9847 GBP
ORD Sale 168,828 3.9770 GBP
ORD Sale 246,413 3.9915 GBP
ORD Sale 265,356 3.9874 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 1,165 3.9786 GBP
ORD CFD Long 3,095 3.9847 GBP
ORD CFD Long 27,010 4.0266 GBP
ORD CFD Long 28,274 4.0044 GBP
ORD SWAP Long 59,225 3.9909 GBP
ORD SWAP Long 257,104 3.9838 GBP
ORD CFD Long 265,356 3.9874 GBP
ORD SWAP Short 800 4.0294 GBP
ORD SWAP Short 1,800 3.9921 GBP
ORD SWAP Short 13,026 3.9523 GBP
ORD CFD Short 20,745 4.0045 GBP
ORD CFD Short 25,509 3.9870 GBP
ORD SWAP Short 39,944 4.0000 GBP
ORD CFD Short 21,374 4.0105 GBP
ORD SWAP Short 49,179 3.9849 GBP
ORD SWAP Short 60,180 3.9916 GBP
ORD SWAP Short 73,242 4.0060 GBP
ORD SWAP Short 139,314 3.9890 GBP
ORD CFD Short 202,000 3.9647 GBP
ORD CFD Short 202,000 3.9865 GBP
ORD SWAP Short 274,900 3.9898 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
TUI Travel (LSE:TT.)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
TUI Travel (LSE:TT.)
Historical Stock Chart
Von Jul 2023 bis Jul 2024