TIDMTT. TIDM0NLA
RNS Number : 7989V
Bank of America Merrill Lynch
17 January 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 16/01/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 5,721,760 3.04 GBP 2.487 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 6,046,262 3.586 GBP 2.747 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 280,000 3.014 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 13,140 3.596 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4,581 2.909 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 916 2.757 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 54,656 2.757 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,603 2.791 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 6,950 2.844 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 820 2.757 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 3,603 2.757 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 6,480 2.784 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 6,724 2.793 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 5,995 2.833 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 6,764 2.847 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 6,950 2.877 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 11,535 2.877 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 54,656 2.877 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 8,304 2.881 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 7,982 2.881 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 6,949 2.882 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 341 2.883 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 8,850 2.883 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,763 2.76 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 124 2.958 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 131 2.958 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 153 2.961 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,200 2.756 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 296 2.901 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 5,200 2.901 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 12,673 2.806 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 112,717 2.915 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 5,822 2.874 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 74 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 261 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 2,272 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 3,317 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,435 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,756 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,465 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,822 2.821 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,885 2.912 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 90,000 2.991 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 225,000 2.991 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 135,000 2.991 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 7,712 2.879 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 9,371 2.997 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 13,526 2.997 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 27,814 2.997 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 411,583 2.847 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 9,455 2.847 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 21,732 2.847 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 66 2.787 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 58,016 2.865 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 58,016 2.858 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 106,255 2.487 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 200,000 3.021 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 21,799 2.487 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 30,850 2.487 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 153,339 2.487 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,206,156 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 29,795 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,206,156 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 49,029 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 29,795 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 49,029 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 44,530 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 18,581 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 44,530 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 31,621 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 31,621 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 493,232 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 18,581 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 493,232 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 127,056 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 127,056 3 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 280 2.901 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 280 2.931 GBP
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 16/01/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 327,177 8.097 EUR 7.344 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 522,073 8.115 EUR 7.365 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 43 7.729 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 724 7.729 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 863 7.729 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 788 7.73 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,587 7.795 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 383 7.788 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,580 7.791 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,929 7.682 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 152 7.705 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 914 7.705 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,929 7.705 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 5,544 7.776 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,956 7.971 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 5,544 7.971 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 68 7.614 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 68 7.615 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 69 7.62 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 69 7.62 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 44 7.68 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 10 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 33 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 8 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 8 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 9 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 19 7.687 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 7 7.696 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 35 7.696 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 42,632 7.78 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,456 7.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,637 7.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,176 7.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 7,390 7.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 20,768 7.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 12,706 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 12,706 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,980 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,980 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,858 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,858 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 120,615 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 120,615 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,162 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,903 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,162 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 49,323 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 4,903 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 49,323 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,453 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 4,453 8.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,500 7.413 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,500 7.413 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,500 7.709 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,500 7.709 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 85,000 7.816 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 8,100 7.98 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 752 7.542 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,074 7.542 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 28,013 7.98 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities per unit American, received per
security option varying etc. to which (EUR) European unit
option etc. (EUR)
relates
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Sale 5 7.80 AMERICAN 18/01/2013 0.08
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Sale 20 8.00 AMERICAN 18/01/2013 0.04
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Sale 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Sale 20 8.00 AMERICAN 18/01/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 50 7.40 AMERICAN 15/02/2013 0.53
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 100 7.40 AMERICAN 15/02/2013 0.56
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 50 7.60 AMERICAN 15/02/2013 0.42
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 50 7.60 AMERICAN 15/02/2013 0.43
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Call Option Purchase 33 8.00 AMERICAN 15/02/2013 0.37
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Put Option Sale 70 8.00 AMERICAN 18/01/2013 0.1
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Put Option Sale 49 7.20 AMERICAN 15/02/2013 0.22
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Put Option Purchase 100 7.40 AMERICAN 15/02/2013 0.29
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
Common - ISIN
DE000TUAG000 Put Option Purchase 50 7.60 AMERICAN 15/02/2013 0.06
--------------- -------------- -------------- ------------- ---------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 16/01/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ Total number of Highest price Lowest price
security sales securities per unit per unit
paid/received paid/received
---------------------- ------------------ ---------------- -------------------------- ----------------------------
Convertibles - ISIN
DE000TUAG117 Purchase 35,500 84.875 EUR 84.875 EUR
---------------------- ------------------ ---------------- -------------------------- ----------------------------
Convertibles - ISIN
DE000TUAG117 Sale 50,000 84.8 EUR 84.8 EUR
---------------------- ------------------ ---------------- -------------------------- ----------------------------
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of reference Price per unit
relevant security description e.g. opening/closing a securities
e.g. CFD long/short position,
increasing/reducing a
long/short position
---------------------- ------------------ -------------------------- --------------------------- -----------------
Convertibles - ISIN
DE000TUAG117 Swaps Long 50,000 84.8 EUR
---------------------- ------------------ -------------------------- --------------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
----------------------------------------------------------------
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------------------------------
None
---------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or
understandings relating
to options or derivatives
----------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------------------------------
Date of disclosure: 17/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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