Trinity Capital PLC Holding(s) in Company (7828S)
28 Dezember 2016 - 8:00AM
UK Regulatory
TIDMTRC
RNS Number : 7828S
Trinity Capital PLC
28 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Trinity Capital PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------ ------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ------------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ------------------------------------
3. Full name of person(s) Weiss Asset Management LP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners,
(if different from 3.):(iv) L.P., Brookdale Global Opportunity
Fund(1)
----------------------------------------------------------- -------------------------------------------
5. Date of the transaction Dec-22-2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------------------
6. Date on which issuer Dec-23-2016
notified:
----------------------------------------------------------- -------------------------------------------
7. Threshold(s) that is/are < 7%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -------------------------------------------
(1) Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
4.49
GB00B0ZL5243 10,680,982 10,680,982 9,441,727 9,441,727 n/a % n/a
------------- --------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
------------- ------------ ---------
2.14
CFD n/a n/a n/a 4,500,000 % 1
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
13,941,727 6.63 %
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 9,778,650 voting
rights/financial instruments (4.65 %)
Brookdale Global Opportunity Fund: 4,163,077 voting
rights/financial instruments (1.98 %)
Proxy Voting:
-------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ----------------------------------
Please note: This notification
13. Additional information: is being furnished to the
issuer pursuant to paragraph
83.1 of the issuer's Articles
of Association dated 19 December
2008. It is provided on a
TR-1 form for convenience
purposes only and is not
being filed with the FCA.
------------------------------------------------------------- ----------------------------------
14. Contact name: Georgiy Nikitin
------------------------------------------------------------- ----------------------------------
15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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