TIDMSMS
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Qube Research & Technologies Limited
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a): The naming of nominee or
vehicle companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation Smart Metering Systems PLC
to whose relevant securities this form
relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e) Date position held/dealing 12/01/2024
undertaken: For an opening position
disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) N/A
above, is the discloser making
disclosures in respect of any other
party to the offer? If it is a cash
offer or possible cash offer, state
"N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p Ordinary Share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 0 0 0 0
(2) Cash-settled derivatives: 1,561,364 1.17 0 0
(3) Stock-settled derivatives (including
options) and agreements to
purchase/sell: 0 0 0 0
TOTAL: 1,561,364 1.17 0 0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: 0
Details, including nature of the rights concerned and relevant percentages: 0
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
(b) Cash-settled derivative transactions
Nature of dealing
e.g. opening/closing
a long/short
Product position,
Class of description increasing/reducing Exercise
relevant e.g. call a long/short Number of price per
security option position securities unit
1p Ordinary increasing a long
Share Equity swap position 58 933
1p Ordinary increasing a long
Share Equity swap position 1875 929
1p Ordinary increasing a long
Share Equity swap position 89 928
1p Ordinary increasing a long
Share Equity swap position 2033 926
1p Ordinary increasing a long
Share Equity swap position 382 928
1p Ordinary increasing a long
Share Equity swap position 55000 931.4655
1p Ordinary increasing a long
Share Equity swap position 627 929
1p Ordinary increasing a long
Share Equity swap position 925 928
1p Ordinary increasing a long
Share Equity swap position 226 924
1p Ordinary increasing a long
Share Equity swap position 450 929
1p Ordinary increasing a long
Share Equity swap position 616 925
1p Ordinary increasing a long
Share Equity swap position 701 930
1p Ordinary increasing a long
Share Equity swap position 2042 926
1p Ordinary increasing a long
Share Equity swap position 879 928
1p Ordinary increasing a long
Share Equity swap position 1088 930
1p Ordinary increasing a long
Share Equity swap position 764 928
1p Ordinary increasing a long
Share Equity swap position 2492 925
1p Ordinary increasing a long
Share Equity swap position 2342 925
1p Ordinary increasing a long
Share Equity swap position 595 930
1p Ordinary increasing a long
Share Equity swap position 1626 929
1p Ordinary increasing a long
Share Equity swap position 1316 925
1p Ordinary increasing a long
Share Equity swap position 1605 925
1p Ordinary increasing a long
Share Equity swap position 389 930
1p Ordinary increasing a long
Share Equity swap position 630 933
1p Ordinary increasing a long
Share Equity swap position 1800 930
1p Ordinary increasing a long
Share Equity swap position 97 929
1p Ordinary increasing a long
Share Equity swap position 1694 930
1p Ordinary increasing a long
Share Equity swap position 8 933
1p Ordinary increasing a long
Share Equity swap position 1204 929
1p Ordinary increasing a long
Share Equity swap position 1393 932
1p Ordinary increasing a long
Share Equity swap position 273 930
1p Ordinary increasing a long
Share Equity swap position 1123 932
1p Ordinary increasing a long
Share Equity swap position 1171 924
1p Ordinary increasing a long
Share Equity swap position 1879 929
1p Ordinary increasing a long
Share Equity swap position 1412 925
1p Ordinary increasing a long
Share Equity swap position 761 932
1p Ordinary increasing a long
Share Equity swap position 2003 926
1p Ordinary increasing a long
Share Equity swap position 1605 925
1p Ordinary increasing a long
Share Equity swap position 179 933
1p Ordinary increasing a long
Share Equity swap position 567 930
1p Ordinary increasing a long
Share Equity swap position 95000 931.4655
1p Ordinary increasing a long
Share Equity swap position 1720 926
1p Ordinary increasing a long
Share Equity swap position 490 925
1p Ordinary increasing a long
Share Equity swap position 495 925
1p Ordinary increasing a long
Share Equity swap position 519 926
1p Ordinary increasing a long
Share Equity swap position 3410 925
1p Ordinary increasing a long
Share Equity swap position 1268 929
1p Ordinary increasing a long
Share Equity swap position 1872 929
1p Ordinary increasing a long
Share Equity swap position 1223 930
1p Ordinary increasing a long
Share Equity swap position 370 933
1p Ordinary increasing a long
Share Equity swap position 1595 925
1p Ordinary increasing a long
Share Equity swap position 430 924
1p Ordinary increasing a long
Share Equity swap position 948 925
1p Ordinary increasing a long
Share Equity swap position 702 931
1p Ordinary increasing a long
Share Equity swap position 958 929
1p Ordinary decreasing a long
Share Equity swap position 280 934
1p Ordinary decreasing a long
Share Equity swap position 187 930
1p Ordinary decreasing a long
Share Equity swap position 729 930
1p Ordinary decreasing a long
Share Equity swap position 54 934
1p Ordinary decreasing a long
Share Equity swap position 224 926
1p Ordinary decreasing a long
Share Equity swap position 242 927
1p Ordinary decreasing a long
Share Equity swap position 266 934
1p Ordinary decreasing a long
Share Equity swap position 744 925
1p Ordinary decreasing a long
Share Equity swap position 447 926
1p Ordinary decreasing a long
Share Equity swap position 283 926
1p Ordinary decreasing a long
Share Equity swap position 289 927
1p Ordinary decreasing a long
Share Equity swap position 346 929
1p Ordinary decreasing a long
Share Equity swap position 20 934
1p Ordinary decreasing a long
Share Equity swap position 3 934
1p Ordinary decreasing a long
Share Equity swap position 210 927
1p Ordinary decreasing a long
Share Equity swap position 510 926
1p Ordinary decreasing a long
Share Equity swap position 280 934
1p Ordinary decreasing a long
Share Equity swap position 548 926
1p Ordinary decreasing a long
Share Equity swap position 487 926
1p Ordinary decreasing a long
Share Equity swap position 507 926
1p Ordinary decreasing a long
Share Equity swap position 233 934
1p Ordinary decreasing a long
Share Equity swap position 42 934
1p Ordinary decreasing a long
Share Equity swap position 2197 926
1p Ordinary decreasing a long
Share Equity swap position 335 930
1p Ordinary decreasing a long
Share Equity swap position 294 925
1p Ordinary decreasing a long
Share Equity swap position 309 925
1p Ordinary decreasing a long
Share Equity swap position 280 934
1p Ordinary decreasing a long
Share Equity swap position 20 926
1p Ordinary decreasing a long
Share Equity swap position 67 927
1p Ordinary decreasing a long
Share Equity swap position 123 925
1p Ordinary decreasing a long
Share Equity swap position 61 934
1p Ordinary decreasing a long
Share Equity swap position 356 930
1p Ordinary decreasing a long
Share Equity swap position 84 929
1p Ordinary decreasing a long
Share Equity swap position 14 934
1p Ordinary decreasing a long
Share Equity swap position 346 929
1p Ordinary decreasing a long
Share Equity swap position 280 934
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Product
Class of description Exercising/
relevant e.g. call exercised Number of Exercise price
security option against securities per unit
0 0 0 0 0
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant e.g. subscription, Price per unit (if
security conversion Details applicable)
0 0 0 0
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15/01/2024
Contact name: Stuart Brown
Telephone number: 00442070722969
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20240115573880/en/
CONTACT:
Qube Research & Technologies LTD
SOURCE: Qube Research & Technologies LTD
Copyright Business Wire 2024
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