Form 8.5 (EPT/RI) - Rotala Plc
30 November 2023 - 9:10AM
UK Regulatory
TIDMROL
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Shore Capital Stockbrokers
Ltd
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(b) Name of offeror/offeree in relation Rotala Plc
to whose relevant securities this
form relates:
Use a separate form for each offeror/offeree
--------------------------------------------- --------------------------
(c) Name of the party to the offer Rotala Plc
with which exempt principal trader
is connected:
--------------------------------------------- --------------------------
(d) Date dealing undertaken: 29 November 2023
--------------------------------------------- --------------------------
(e) Has the EPT previously disclosed, No
or is it today disclosing, under the
Code in respect of any other party
to this offer?
--------------------------------------------- --------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ Total number Highest price Lowest price
security sales of securities per unit paid/received per unit paid/received
----------------- ---------- -------------- ----------------------- -----------------------
Ordinary Purchases 13,522 60.6525p 60.653p
----------------- ---------- -------------- ----------------------- -----------------------
Ordinary Sales 15,000 61.25p 61.25p
----------------- ---------- -------------- ----------------------- -----------------------
(b) Derivatives transactions (other than option)
Class of relevant Product description Nature of dealing Number of Price per
security e.g. CFD e.g. opening/closing reference unit
a long/short position, securities
increasing/reducing
a long/short position
----------------- ------------------- ----------------------- ----------- ---------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying option etc. received
etc. relates per unit
------------ ------------ ------------ -------------- --------- --------------- ------ ---------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
----------------- ------------------- -------------------- --------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
----------------- ------------------- ------- ----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader
making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings,
state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
------------------------------------------------------------------
None
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Date of disclosure: 30 November 2023
-------------------- ----------------
Contact name: Justin Ball
-------------------- ----------------
Telephone number: 02076478130
-------------------- ----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at
https://www.globenewswire.com/Tracker?data=yIoaqdxY1gD38B7Oov9P47XGob0boGOtqWkdvhA0KMM7SihCOfvcCMfUF-ldsUUpJ7JTzvw2cr0t5QYqWXRyz0i1aPyFInFBbmCgGOChBoroDt8XfTeXY66ILUxmKc0G
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit
is available for consultation in relation to the Code's dealing
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
https://www.globenewswire.com/Tracker?data=MxJhJBEjD51lnrF2xW7Vn281EUXoNhE2CJnAsmMTQUHxWw3UjU27CZOpbMp7MTIuQ8dQYrict-dwkjuvtKJk-hrzwCDCiCMWfcUce2qZBzuNJTUiOrhmdUYBuQz9IxrQ
www.thetakeoverpanel.org.uk.
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