TIDMPH56

RNS Number : 6922O

Shawbrook Group PLC

04 October 2023

SHAWBROOK GROUP PLC (the Company)

Notification and public disclosure of transactions by persons discharging managerial responsibilities (PDMRs) and persons closely associated with them

The following disclosures are made in accordance with Article 19 of the UK version of the EU Market Abuse Regulation 596/2014 as it forms part of United Kingdom domestic law by virtue of the European Union (Withdrawal) Act 2018.

 
 1.   Details of the person discharging managerial responsibilities / person closely associated 
 a)   Name                                                      Marcelino Castrillo 
     --------------------------------------------------------  ------------------------------------------------------- 
 2.   Reason for the notification 
     ----------------------------------------------------------------------------------------------------------------- 
 a)   Position / status                                         Chief Executive Officer and PDMR 
     --------------------------------------------------------  ------------------------------------------------------- 
 b)   Initial notification / amendment                          Initial Notification 
     --------------------------------------------------------  ------------------------------------------------------- 
 3.   Details of the Issuer, emission allowance market participant, auction platform, auctioneer 
       or auction monitor 
     ----------------------------------------------------------------------------------------------------------------- 
 a)   Name                                                      Shawbrook Group plc 
     --------------------------------------------------------  ------------------------------------------------------- 
 b)   LEI                                                       LEI: 21380071539WSMTM4410 
     --------------------------------------------------------  ------------------------------------------------------- 
 4.   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) 
       each type of transaction; (iii) each date; and (iv) each place where transactions have been 
       conducted. 
     ----------------------------------------------------------------------------------------------------------------- 
 a)   Description of the financial instrument, type of          GBP 90,000,000 12.250 per cent. 10.25NC5.25 Fixed Rate 
      instrument                                                Reset Callable Tier 2 Capital Notes 
                                                                due January 2034, issued under GBP1,000,000,000 Euro 
                                                                Medium Term Note Programme established 
                                                                by the Issuer. 
     --------------------------------------------------------  ------------------------------------------------------- 
      ISIN                                                      XS2698963613 
     --------------------------------------------------------  ------------------------------------------------------- 
 b)   Nature of the transaction                                 The PDMR has instructed their regulated nominee to 
                                                                subscribe for GBP25,000 aggregate principal 
                                                                amount of Fixed Rate Reset Callable Tier 2 Capital 
                                                                10.25NC5.25 Notes due 4 January 2034, on 
                                                                the PDMR's behalf. 
     --------------------------------------------------------  ------------------------------------------------------- 
 c)   Price(s) and volume(s)                                    GBP25,000 GBP 
     --------------------------------------------------------  ------------------------------------------------------- 
 d)        Aggregated information 
             *    Aggregated volume                               GBP25,000 GBP 
 
 
             *    Price 
     --------------------------------------------------------  ------------------------------------------------------- 
 e)   Date of the transaction                                   03/10/2023 GMT 
     --------------------------------------------------------  ------------------------------------------------------- 
 f)   Place of the transaction                                  Outside a trading venue 
     --------------------------------------------------------  ------------------------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities / person closely associated 
 a)    Name                                                     Dylan Minto 
      -------------------------------------------------------  ------------------------------------------------------- 
 2.    Reason for the notification 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Position / status                                        Chief Financial Officer and PDMR 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    Initial notification / amendment                         Initial Notification 
      -------------------------------------------------------  ------------------------------------------------------- 
 3 .   Details of the Issuer, emission allowance market participant, auction platform, auctioneer 
        or auction monitor 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Name                                                     Shawbrook Group plc 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    LEI                                                      LEI: 21380071539WSMTM4410 
      -------------------------------------------------------  ------------------------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) 
        each type of transaction; (iii) each date; and (iv) each place where transactions have been 
        conducted. 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Description of the financial instrument, type of         GBP 90,000,000 12.250 per cent. 10.25NC5.25 Fixed Rate 
       instrument                                               Reset Callable Tier 2 Capital Notes 
                                                                due 4 January 2034, issued under GBP1,000,000,000 Euro 
                                                                Medium Term Note Programme established 
                                                                by the Issuer . 
      -------------------------------------------------------  ------------------------------------------------------- 
       ISIN                                                     XS2698963613 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    Nature of the transaction                                The PDMR has instructed their regulated nominee to 
                                                                subscribe for GBP25,000 aggregate principal 
                                                                amount of Fixed Rate Reset Callable Tier 2 Capital 
                                                                10.25NC5.25 Notes due 4 January 2034, on 
                                                                the PDMR's behalf. 
      -------------------------------------------------------  ------------------------------------------------------- 
 c)    Price(s) and volume(s)                                   GBP25,000 GBP 
      -------------------------------------------------------  ------------------------------------------------------- 
 d)         Aggregated information 
              *    Aggregated volume                              GBP25,000 GBP 
 
 
              *    Price 
      -------------------------------------------------------  ------------------------------------------------------- 
 e)    Date of the transaction                                  03/10/2023 GMT 
      -------------------------------------------------------  ------------------------------------------------------- 
 f)    Place of the transaction                                 Outside a trading venue 
      -------------------------------------------------------  ------------------------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities / person closely associated 
 a)    Name                                                     Paul Went 
      -------------------------------------------------------  ------------------------------------------------------- 
 2.    Reason for the notification 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Position / status                                        Managing Director - Consumer and PDMR 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    Initial notification / amendment                         Initial Notification 
      -------------------------------------------------------  ------------------------------------------------------- 
 3 .   Details of the Issuer, emission allowance market participant, auction platform, auctioneer 
        or auction monitor 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Name                                                     Shawbrook Group plc 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    LEI                                                      LEI: 21380071539WSMTM4410 
      -------------------------------------------------------  ------------------------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) 
        each type of transaction; (iii) each date; and (iv) each place where transactions have been 
        conducted. 
      ---------------------------------------------------------------------------------------------------------------- 
 a)    Description of the financial instrument, type of         GBP 90,000,000 12.250 per cent. 10.25NC5.25 Fixed Rate 
       instrument                                               Reset Callable Tier 2 Capital Notes 
                                                                due 4 January 2034, issued under GBP1,000,000,000 Euro 
                                                                Medium Term Note Programme established 
                                                                by the Issuer. 
      -------------------------------------------------------  ------------------------------------------------------- 
       ISIN                                                     XS2698963613 
      -------------------------------------------------------  ------------------------------------------------------- 
 b)    Nature of the transaction                                The PDMR has instructed their regulated nominee to 
                                                                subscribe for GBP25,000 aggregate principal 
                                                                amount of Fixed Rate Reset Callable Tier 2 Capital 
                                                                10.25NC5.25 Notes due 4 January 2034, on 
                                                                the PDMR's behalf. 
      -------------------------------------------------------  ------------------------------------------------------- 
 c)    Price(s) and volume(s)                                   GBP25,000 GBP 
      -------------------------------------------------------  ------------------------------------------------------- 
 d)         Aggregated information 
              *    Aggregated volume                              GBP25,000 GBP 
 
 
              *    Price 
      -------------------------------------------------------  ------------------------------------------------------- 
 e)    Date of the transaction                                  03/10/2023 GMT 
      -------------------------------------------------------  ------------------------------------------------------- 
 f)    Place of the transaction                                 Outside a trading venue 
      -------------------------------------------------------  ------------------------------------------------------- 
 

For further information please contact

Andrew Nicholson

Group Company Secretary

CompanySecretary@shawbrook.co.uk

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