NVA Novae Grp

 
TIDMNVA 
 
 
   TR-1: Standard form for notification of major holdings 
 
 
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
 relevant issuer and to the FCA in Microsoft Word format 
 if possible)(i) 
 
1a. Identity of the issuer or the underlying issuer 
 of existing shares to which voting rights are attached(ii) 
 :                                                                                                                                                       Novae Group plc 
1b. Please indicate if the issuer is a non-UK issuer 
 (please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate 
 box or boxes with an "X") 
An acquisition or disposal of voting rights                                                                                                                                                       X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)(iii) :Exercise of Instruments                                                                                                                                              X 
3. Details of person subject to the notification obligation(iv) 
Name                                                                                                     Morgan Stanley 
City and country of registered office (if applicable)                                                    Wilmington, Delaware, USA 
4. Full name of shareholder(s) (if different from 
 3.)(v) 
Name                                                                                                     Morgan Stanley & Co. International plc 
City and country of registered office (if applicable)                                                    London, UNITED KINGDOM. 
5. Date on which the threshold was crossed or reached(vi) 
 :                                                                                                       27/09/2017 
6. Date on which issuer notified (DD/MM/YYYY):                                                           29/09/2017 
7. Total positions of person(s) subject to the notification 
 obligation 
                                                     % of voting rights attached to shares (total of 8.  % of voting rights through financial instruments  Total of both in 
                                                                             A)                                      (total of 8.B 1 + 8.B 2)               % (8.A + 8.B)    Total number of voting rights of issuer(vii) 
Resulting situation on the date on which threshold 
 was crossed or reached                                                                           5.10%                                             0.31%             5.41%                                    64,425,640 
Position of previous notification (if 
 applicable)                                                                                      1.63%                                             3.76%             5.39% 
 
 
 
 
 
 
 8. Notified details of the resulting situation on 
 the date on which the threshold was crossed or reached(viii) 
A: Voting rights attached to shares 
Class/type of 
 shares 
 ISIN code (if possible)                                   Number of voting rights(ix)                                 % of voting rights 
                                              Direct                                      Indirect                                            Direct                                            Indirect 
                             (Art 9 of Directive 2004/109/EC) (DTR5.1)   (Art 10 of Directive 2004/109/EC) (DTR5.2.1)        (Art 9 of Directive 2004/109/EC) (DTR5.1)         (Art 10 of Directive 2004/109/EC) (DTR5.2.1) 
GB00B40SF849                                                                                                3,284,119                                                                                                 5.10% 
 
 
SUBTOTAL 8. A                                                                                               3,284,119                                                                                                 5.10% 
 
B 1: Financial Instruments according to Art. 13(1)(a) 
 of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
                                                                                                                         Number of voting rights that may be acquired if the 
Type of financial                                           Expiration                                      Exercise/                                          instrument is 
instrument                                                     date(x)                          Conversion Period(xi)                                   exercised/converted.                             % of voting rights 
 
 
 
                                                                                                      SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect 
 according to Art. 13(1)(b) of Directive 2004/109/EC 
 (DTR5.3.1.1 (b)) 
Type of financial          Expiration                                                            Exercise/ Conversion    Physical or cash 
instrument                  date(x)                                                                       Period (xi)     settlement(xii)            Number of voting rights                             % of voting rights 
Equity Swap                07/11/2018                                                                     at any time                Cash                            195,035                                          0.30% 
Equity Swap                04/04/2019                                                                     at any time                Cash                              3,814                                          0.01% 
 
                                                                                                                           SUBTOTAL 8.B.2                            198,849                                          0.31% 
 
 
 
 
 
 
9. Information in relation to the person subject to 
 the notification obligation (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not 
 controlled by any natural person or legal entity and 
 does not control any other undertaking(s) holding 
 directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which 
 the voting rights and/or the 
 financial instruments are effectively held starting 
 with the ultimate controlling natural person or legal 
 entity(xiv) (please add additional rows as necessary)                                                                                                 X 
                % of voting rights if it equals or is higher than   % of voting rights through financial instruments if   Total of both if it equals or is higher than the notifiable 
   Name(xv)                  the notifiable threshold               it equals or is higher than the notifiable threshold                           threshold 
Morgan Stanley 
Morgan Stanley 
Capital 
Management, 
LLC 
Morgan Stanley 
Domestic 
Holdings, 
Inc. 
Morgan Stanley 
Capital 
Services LLC 
 
Morgan Stanley 
Morgan Stanley 
International 
Holdings Inc. 
Morgan Stanley 
International 
Limited 
Morgan Stanley 
Investments 
(UK) 
Morgan Stanley 
 & Co. 
 International 
 plc                                                        5.10%                                                                                                               5.10% 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional information(xvi) 
 
 
 
 
 
Place of completion  Glasgow 
Date of completion   29/09/2017 
 
 
 
   This announcement is distributed by Nasdaq Corporate Solutions on behalf 
of Nasdaq Corporate Solutions clients. 
 
   The issuer of this announcement warrants that they are solely 
responsible for the content, accuracy and originality of the information 
contained therein. 
 
   Source: Novae Group plc via Globenewswire 
 
 
  http://www.novae.com/home.aspx 
 

(END) Dow Jones Newswires

October 02, 2017 06:14 ET (10:14 GMT)

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