K3 Capital Group PLC PDMR Shareholding and Issue of Shares (3520P)
08 Februar 2023 - 4:07PM
UK Regulatory
TIDMK3C
RNS Number : 3520P
K3 Capital Group PLC
08 February 2023
K3 CAPITAL GROUP PLC
("K3", the "Group" and including its subsidiaries the
"Company")
PDMR Shareholding, Exercise of Options and Issue of Shares
K3 Capital Group plc, a multi-disciplinary professional services
firm providing advisory services to SMEs, announces that, on 08
February 2023, the Company issued and allotted 3,846,985 ordinary
shares of 1 penny each in the Company ("Ordinary Shares") pursuant
to the exercise of options and the exchange of Growth Shares for
Ordinary Shares by certain employees of the Company, including Tony
Ford, John Rigby, Andrew Melbourne and Carl Jackson. The allotment
of the Ordinary Shares will become effective on the sanctioning of
the Scheme at the Scheme Court Hearing which is expected to take
place on 10 February 2023.
Admission and Total Voting Rights
Application has been made for the 3,846,985 new Ordinary Shares
to be admitted to trading on AIM ("Admission") and dealings are
expected to commence on 10 February 2023. The new Ordinary Shares
will rank pari passu with the Company's existing Ordinary
Shares.
The total number of Ordinary Shares in issue following Admission
will be 77,350,449 Ordinary Shares. No Ordinary Shares are held in
treasury. Accordingly, the figure of 77,350,449 may be used by
shareholders as the denominator for the calculations by which they
will determine if they are required to notify their interest in, or
a change to their interest in the Company under the FCA's
Disclosure Guidance and Transparency Rules.
The below notification is made in accordance with the
requirements of the EU Market Abuse Regulation.
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Tony Ford
---------------------------------------- -----------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Executive Vice Chairman
---------------------------------------- -----------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------- -----------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: K3 Capital Group
plc
---------------------------------------- -----------------------------
b) LEI: 21380043EWYIWISOAN87
---------------------------------------- -----------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------
a) Description of the financial Ordinary shares
instrument, type of instrument: of 1 penny per share
Identification code: GB00BF1HPD20
---------------------------------------- -----------------------------
b) Nature of the transaction: Exchange of Growth
Shares for Ordinary
Shares
---------------------------------------- -----------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
N/A 125,000
----------
---------------------------------------- -----------------------------
d) Aggregated information: Single transaction
--Aggregated volume: as in 4 c) above
--Price:
---------------------------------------- -----------------------------
e) Date of the transaction: 10 February 2023
---------------------------------------- -----------------------------
f) Place of the transaction: Outside a trading
venue
---------------------------------------- -----------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: John Rigby
------------------------------------ ---------------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Chief Executive Officer
------------------------------------ ---------------------------------
b) Initial notification/Amendment: Initial Notification
------------------------------------ ---------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: K3 Capital Group plc
------------------------------------ ---------------------------------
b) LEI: 21380043EWYIWISOAN87
------------------------------------ ---------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------
a) Description of the financial Ordinary shares of 1 penny per
instrument, type of instrument: share
Identification code: GB00BF1HPD20
------------------------------------ ---------------------------------
b) Nature of the transaction: Exchange of Growth Shares for
Ordinary Shares
------------------------------------ ---------------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
N/A 125,000
----------
------------------------------------ ---------------------------------
d) Aggregated information: Single transaction as in 4 c)
--Aggregated volume: above
--Price:
------------------------------------ ---------------------------------
e) Date of the transaction: 10 February 2023
------------------------------------ ---------------------------------
f) Place of the transaction: Outside a trading venue
------------------------------------ ---------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Andrew Melbourne
---------------------------------- -----------------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Chief Financial Officer
---------------------------------- -----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------- -----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: K3 Capital Group plc
---------------------------------- -----------------------------------
b) LEI: 21380043EWYIWISOAN87
---------------------------------- -----------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------
a) Description of the financial Ordinary shares of 1 penny per
instrument, type of instrument: share
Identification code: GB00BF1HPD20
---------------------------------- -----------------------------------
b) Nature of the transaction: Exercise of Options over Ordinary
Shares and Exchange of Growth
Shares for Ordinary Shares
---------------------------------- -----------------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
95p 54,255
181p 54,255
N/A 100,000
----------
---------------------------------- -----------------------------------
d) Aggregated information:
--Aggregated volume: 208,510
--Price: N/A
---------------------------------- -----------------------------------
e) Date of the transaction: 10 February 2023
---------------------------------- -----------------------------------
f) Place of the transaction: Outside a trading venue
---------------------------------- -----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Carl Jackson
------------------------------------ ---------------------------------
2. Reason for the notification
-----------------------------------------------------------------------
a) Position/status: Executive Director
------------------------------------ ---------------------------------
b) Initial notification/Amendment: Initial Notification
------------------------------------ ---------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name: K3 Capital Group plc
------------------------------------ ---------------------------------
b) LEI: 21380043EWYIWISOAN87
------------------------------------ ---------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------
a) Description of the financial Ordinary shares of 1 penny per
instrument, type of instrument: share
Identification code: GB00BF1HPD20
------------------------------------ ---------------------------------
b) Nature of the transaction: Exchange of Growth Shares for
Ordinary Shares
------------------------------------ ---------------------------------
c) Price(s) and volume(s): Price(s) Volume(s)
N/A 122,380
----------
------------------------------------ ---------------------------------
d) Aggregated information: Single transaction as in 4 c)
--Aggregated volume: above
--Price:
------------------------------------ ---------------------------------
e) Date of the transaction: 10 February 2023
------------------------------------ ---------------------------------
f) Place of the transaction: Outside a trading venue
------------------------------------ ---------------------------------
-Ends-
For further information, please contact:
K3 Capital Group PLC
John Rigby, Chief Executive Officer
Andrew Melbourne, Chief Financial Officer
Numis (Nominated Adviser and Corporate
Broker)
Stuart Skinner
William Wickham +44 (0)20 7260 1000
Alma PR
Josh Royston
Hilary Buchanan
Sam Modlin +44 (0)20 3405 0205
About K3
K3 Capital Group plc (AIM:K3C) is a multi-disciplinary and
complementary group providing specialist advisory services to SMEs,
incorporating Business and Company Sales, Restructuring and
Insolvency and Tax Advisory services. The Group floated on the
London Stock Exchange's Alternative Investment Market (AIM) in
April 2017.
Services provided by the Group fall into three key operating
divisions:
Business Sales Division:
-- Company sales and business brokerage
-- Corporate finance services
-- Transaction services
-- Debt advisory
Tax Division:
-- Research and development tax credit advisory
-- Tax investigations
-- Tax planning
-- Tax advisory
Restructuring Division:
-- Restructuring advisory
-- Financial advisory
-- Creditor services
-- Forensic accounting and expert witness
-- Pensions advisory
-- Accelerated M&A
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END
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