TIDMTTM TIDMISYS
RNS Number : 9572W
Nomura International PLC
06 January 2014
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: Nomura International plc
(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is insufficient
-------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Schneider Electric SA
Use a separate form for each offeror/offeree
-------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
-------------------------
(e) Date position held/dealing undertaken: 03 January 2014
-------------------------
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code Yes. Invensys Plc
in
respect of any other party to this offer?
-------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
Interests Short positions
---------------- ------------------
Number % Number %
-------- ------ ---------- ------
(1) Relevant securities owned and/or controlled: 496,364 0.090 73,936 0.013
-------- ------ ---------- ------
(2) Derivatives (other than options): 61,608 0.011 10,855 0.002
-------- ------ ---------- ------
(3) Options and agreements to purchase/sell: 204,000 0.037 357,968 0.065
-------- ------ ---------- ------
TOTAL: 761,972 0.138 442,759 0.080
-------- ------ ---------- ------
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
EUR
Ordinary Shares Purchase 8,055 62.3100
--------------- --------------------- ---------------
Ordinary Shares Purchase 116 62.4400
--------------- --------------------- ---------------
Ordinary Shares Purchase 434 62.5000
--------------- --------------------- ---------------
Ordinary Shares Purchase 20,499 62.5091
--------------- --------------------- ---------------
Ordinary Shares Purchase 265 62.5100
--------------- --------------------- ---------------
Ordinary Shares Purchase 320 62.5200
--------------- --------------------- ---------------
Ordinary Shares Purchase 156 62.5300
--------------- --------------------- ---------------
Ordinary Shares Purchase 143 62.5600
--------------- --------------------- ---------------
Ordinary Shares Purchase 28 62.5800
--------------- --------------------- ---------------
Ordinary Shares Purchase 17 62.5900
--------------- --------------------- ---------------
Ordinary Shares Purchase 168 62.6000
--------------- --------------------- ---------------
Ordinary Shares Purchase 3,194 62.6274
--------------- --------------------- ---------------
Ordinary Shares Purchase 32 62.7600
--------------- --------------------- ---------------
Ordinary Shares Sale 551 62.3100
--------------- --------------------- ---------------
Ordinary Shares Sale 176 62.4200
--------------- --------------------- ---------------
Ordinary Shares Sale 88 62.4700
--------------- --------------------- ---------------
Ordinary Shares Sale 123 62.4953
--------------- --------------------- ---------------
Ordinary Shares Sale 174 62.5700
--------------- --------------------- ---------------
Purchase: 33,427
Sale: 1,112
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary Shares SWAP Long 7,643 62.3162
--------------------- ------------------------- ------------------------ ---------------
Ordinary Shares SWAP Long 1,622 62.4617
--------------------- ------------------------- ------------------------ ---------------
Ordinary Shares SWAP Long 123 62.5000
--------------------- ------------------------- ------------------------ ---------------
Ordinary Shares SWAP Short 20,499 62.5091
--------------------- ------------------------- ------------------------ ---------------
Ordinary Shares SWAP Short 3,194 62.6227
--------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit in EUR American, received per
option varying etc. option European unit in EUR
relates etc.
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: Nomura International Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Schneider Electric SA
-------------------------
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit in e.g. American,
security e.g. call which option EUR European etc.
option or derivative
relates
Ordinary Shares Put option Selling 25,000 60.0000 American 17 Jan 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Purchased 50,000 60.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
17 January
Ordinary Shares Call Option Purchased 50,000 60.0000 American 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Written 50,000 60.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Purchased 50,000 60.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Purchased 2,000 58.0000 American 17 Jan 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Purchased 2,000 62.0000 American 17 Jan 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Written 25,000 60.0000 American 19 Dec 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Purchased 35,000 60.0000 American 19 Sep 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Purchased 2,000 64.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Purchased 2,000 72.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Written 75,000 52.0000 American 20 June 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put Option Purchased 2,000 40.0000 American 20 Jun 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put option Purchased 2,000 36.0000 American 20 Jun 2014
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Put option Written 94,984 60.1545 European 22 Jan 2013
--------------- ---------------- -------------- --------------- --------------- ---------------
Ordinary Shares Call Option Purchased 94,984 60.1545 European 22 Jan 2013
--------------- ---------------- -------------- --------------- --------------- ---------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
Date of disclosure: 6 January 2014
Contact name: Kyere Tabiri
---------------
Telephone number: 020 7102 1267
---------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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