TIDMISYS TIDMTTM TIDMAZEM
RNS Number : 2319W
Bank of America Merrill Lynch
23 December 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose AZ Electronic Materials SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: AZ Electronic Materials SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 20/12/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Purchase 250,956 3.935 GBP 3.919 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Sale 210,783 3.938 GBP 3.922 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 770 3.929 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,500 3.929 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 770 3.92 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 69 3.93 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,879 3.93 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,749 3.926 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15,246 3.933 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,800 3.931 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.931 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.931 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,000 3.931 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 23/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 20/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 332,339 5.07 GBP 5.035 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 70,338 5.07 GBP 5.035 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 3 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 8 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 18 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 41 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 69 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 3,610 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 500 5.056 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 500 5.069 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 3,100 5.065 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 23,668 5.044 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 80 5.07 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 23/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 20/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 110,520 62.15 EUR 42.835 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 58,506 62.14 EUR 61.13 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,937 61.499 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 17 61.636 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,410 61.636 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,851 61.35 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 837 61.126 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 186 61.205 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1 61.387 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 56 61.387 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 82 61.387 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 44 61.824 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 46 61.824 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 936 61.923 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 700 61.266 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 163 61.322 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 700 61.322 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 1,176 61.56 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 1,345 61.56 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 41 61.235 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 431 61.235 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 23/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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