TIDMISYS TIDMTTM TIDMAZEM
RNS Number : 1027W
Bank of America Merrill Lynch
20 December 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose AZ Electronic Materials SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: AZ Electronic Materials SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 19/12/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Purchase 48,173 3.944 GBP 3.92 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Sale 31,926 3.938 GBP 3.926 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.931 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11 3.939 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,312 3.939 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,912 3.934 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6,636 3.944 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.937 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.937 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 700 3.937 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 19/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 268,042 5.065 GBP 5.021 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 1,224,069 5.065 GBP 5.015 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 500 5.064 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 138,000 5.015 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 92,000 5.015 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 39,450 5.015 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 80,550 5.027 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 26,300 5.015 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 53,700 5.027 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 46,300 5.027 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 69,450 5.027 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 1,362 5.035 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 25,607 5.021 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 21,224 5.065 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 251 5.065 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 19/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 117,394 61.52 EUR 60.4 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 132,511 61.52 EUR 60.4 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 61 60.63 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 104 60.63 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 784 60.797 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 5,002 60.74 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 461 61.464 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 262 61.467 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 100 60.943 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 390 60.98 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 82 60.991 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 1,161 61.016 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 700 60.705 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 12,028 61.069 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 1,226 61.436 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 7,723 61.506 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 4,554 60.946 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 3,036 60.946 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 3,893 61.492 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 2,595 61.492 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 20/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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