J.P. Morgan Securities Plc Form 8.5 (EPT/RI)-Schneider Electric SA (1654V)
10 Dezember 2013 - 12:51PM
UK Regulatory
TIDMISYS
RNS Number : 1654V
J.P. Morgan Securities Plc
10 December 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form Schneider Electric SA
relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Invensys Plc
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(d) Date dealing undertaken: 09 December 2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect
of any other party to this offer? Invensys Plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 869,558 60.0000 EUR 58.9900 EUR
Sales 176,899 60.0000 EUR 58.9600 EUR
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (EUR)
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Share Equity Swap Long 37 59.1415
300 59.6666
2,044 59.7076
229 59.7078
831 59.7080
232 59.7082
70 59.7543
69 59.7582
379 59.7782
520 59.7798
92 59.7873
111 59.7874
30 59.7877
179 59.7881
29 59.7898
3,268 59.7967
17 59.8140
28 59.8272
12,880 59.8320
30 59.8363
94 59.8403
156 59.8405
78 59.8431
14,551 59.8484
39 59.8620
118 59.8621
145 59.8633
241 59.8634
43 59.8717
2,658 59.8819
18 59.9484
14 59.9572
43 59.9718
88 59.9739
53 59.9745
3,994 59.9940
Short 1,068 59.2818
167 59.3059
2,252 59.7962
1,109 59.7964
386 59.7969
31 59.8148
97 59.8160
767,054 59.8900
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying option European unit
etc. relates etc. (EUR)
---------------- ------------- ------------ ------------ ------------- ------------- ------------ -------------
Ordinary Shares Call Selling 70,000 62.00 American 20 Dec 13 0.2000
20 Dec 13
21 Mar 14
Call Purchasing 70,000 64.00 American 21 Mar 14 0.0500
Call Purchasing 100,000 64.00 American 1.6400
Put Purchasing 100,000 56.00 American 1.7800
---------------- ------------- ------------ ------------ ------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option (EUR)
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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Date of disclosure: 10 December 2013
--------------------- -----------------
Contact name: Tung Thanh Le
--------------------- -----------------
Telephone number: 020 7742 7272
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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