TIDMAZEM TIDMISYS TIDMTTM
RNS Number : 0434V
BofA Merrill Lynch
09 December 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 06/12/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 31,430 59.52 EUR 58.05 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 37,263 59.55 EUR 58.03 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 200 58.05 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 55 59.399 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 210 58.73 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 6 58.775 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 177 59.546 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 3,090 58.656 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 161 58.79 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 200 58.793 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 263 59.09 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 56 59.177 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 81 59.177 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 1,273 59.427 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 1,574 59.348 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 56 58.69 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 577 58.69 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 34 58.717 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 25 59.385 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 296 58.717 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 351 58.717 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 34 59.385 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 25 58.69 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 608 58.69 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 6,141 58.286 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 7,440 58.286 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 150 58.685 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 150 59.403 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 118 59.017 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 52 59.523 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 207 59.523 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 09/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 06/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 137,854 4.986 GBP 4.925 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 82,136 4.974 GBP 4.939 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 500 4.975 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 23 4.965 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 24 4.965 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 29 4.965 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 22 4.967 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 189 4.974 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 09/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose AZ Electronic Materials SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: AZ Electronic Materials SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 06/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Purchase 102,669 3.975 GBP 3.928 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Sale 54,490 3.971 GBP 3.927 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Long 3,500 3.939 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 4,267 3.942 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 5,540 3.942 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 3,936 3.951 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 73,530 3.964 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Long 3,210 3.946 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Long 6,600 3.946 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Long 10,020 3.946 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 737 3.96 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 834 3.96 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 3,500 3.95 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN LU0552383324 Swaps Short 600 3.95 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 09/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFKLFBXLFXFBV
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
