J.P. Morgan Securities Plc Form 8.5 (EPT/RI)-Schneider Electric SA-Amendment (4089T)
19 November 2013 - 2:02PM
UK Regulatory
TIDMISYS
RNS Number : 4089T
J.P. Morgan Securities Plc
19 November 2013
AMENDMENT
INCREASED PURCHASES FROM 92,200 TO 112,200 AND SALES FROM 68,207
TO 68,489. INCREASED TOTAL PURCHASES IN EQUITY SWAPS BY 282 AND AN
ADDITION OF 20,000 IN EQUITY SWAPS SALE.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
----------------------------------------------------------------------------------------- ---------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Schneider Electric SA
relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ---------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Invensys Plc
----------------------------------------------------------------------------------------- ---------------------------
(d) Date dealing undertaken: 15 November 2013
----------------------------------------------------------------------------------------- ---------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect
of any other party to this offer? Invensys Plc
----------------------------------------------------------------------------------------- ---------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 112,200 61.7100 EUR 61.0661 EUR
Sales 68,489 61.7900 EUR 61.0300 EUR
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (EUR)
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Share Equity Swap Long 3,824 61.2700
242 61.5584
40 61.5585
Short 274 61.6551
95 61.0243
41 61.0261
699 61.0337
42 61.0561
90 61.0634
160 61.0661
8 61.0961
157 61.2858
61 61.3271
19,939 61.3272
1,484 61.3864
465 61.3866
180 61.3887
2,192 61.3932
4,420 61.3936
178 61.3938
2,537 61.3995
760 61.4090
702 61.4163
1,523 61.4722
474 61.4730
174 61.4785
181 61.4834
112 61.5828
226 61.5835
132 61.5850
11,283 61.5857
43 61.5876
403 61.5962
41 61.5985
568 61.6006
344 61.6014
946 61.6087
104 61.6089
176 61.6199
203 61.6242
342 61.6263
73 61.6266
63 61.6321
600 61.6504
758 61.7458
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying option European unit
etc. relates etc. (EUR)
---------------- ------------- ------------ ------------ ------------- ------------- ------------ -------------
Ordinary Shares Call Purchasing 7,510 55.49 European 19 Dec 14 9.3400
19 Dec 14
Put Purchasing 7,510 55.49 European 5.0800
---------------- ------------- ------------ ------------ ------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option (EUR)
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
Date of disclosure: 19 November 2013
--------------------- -----------------
Contact name: Tung Thanh Le
--------------------- -----------------
Telephone number: 020 7742 7272
--------------------- -----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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