TIDMISYS TIDMTTM
RNS Number : 9323S
Bank of America Merrill Lynch
13 November 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 12/11/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B979H674 Purchase 917,761 5.015 GBP 4.99 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 93,898 5.005 GBP 4.99 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 30,794 4.99 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 97 5.004 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 130 5.004 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,754 4.999 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 81 4.99 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 500,000 5.005 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 350,000 5 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13/11/2013
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 12/11/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN FR0000121972 Purchase 88,764 62.12 EUR 61.4 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 40,913 62.22 EUR 61.4 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN FR0000121972 Swaps Short 200 61.639 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 157 61.712 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 2,067 61.659 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 9,567 61.706 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 3,754 61.874 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 59 61.752 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 30 61.406 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 355 61.406 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 220 61.763 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 133 61.793 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 125 61.833 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 712 61.682 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,848 61.682 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 244 61.493 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 115 61.746 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 12,978 52.109 GBP
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 9,084 51.965 GBP
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13/11/2013
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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