TIDMTTM TIDMISYS
RNS Number : 1188P
Bank of America Merrill Lynch
27 September 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 26/09/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 193,123 5.06 GBP 5.03 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 600,163 5.05 GBP 5.03 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 41 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 47 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 63 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 114 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 129 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 530 5.036 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,027 5.04 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,711 5.035 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 486 5.05 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,947 5.04 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 486 5.035 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,016 5.035 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,068 5.038 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 144 5.035 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 27/09/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 26/09/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 184,771 66.22 EUR 64.88 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 293,235 66.43 EUR 64.9 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,048 65.392 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,195 64.999 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 50 65.007 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 444 65.254 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 705 65.254 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 416 65.554 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 184 65.554 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 222 65.366 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 416 65.366 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 9,323 65.222 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,729 65.293 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 9,628 65.305 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 5,691 65.21 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 9,036 65.21 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 10,648 66.298 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 100 65.07 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,456 65.596 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 2,969 65.551 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 7,591 65.256 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 27/09/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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