J.P. Morgan Securities Plc Form 8.5 (EPT/RI)-Schneider Electric SA (6437O)
23 September 2013 - 1:08PM
UK Regulatory
TIDMISYS
RNS Number : 6437O
J.P. Morgan Securities Plc
23 September 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
----------------------------------------------------------------------------------------- ---------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Schneider Electric SA
relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ---------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Invensys Plc
----------------------------------------------------------------------------------------- ---------------------------
(d) Date dealing undertaken: 20 September 2013
----------------------------------------------------------------------------------------- ---------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect
of any other party to this offer? Invensys Plc
----------------------------------------------------------------------------------------- ---------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 301,914 65.5400 EUR 55.5800 EUR
Sales 256,175 65.5000 EUR 60.0000 EUR
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (EUR)
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Share Equity Swap Long 4,135 64.8866
1,000 65.0205
21,689 64.6000
Short 153 64.6715
4,664 64.7115
4,288 64.7116
734 64.7119
66 64.7965
199 64.8123
740 64.8148
32 64.8305
28 64.8314
5,846 64.8327
94 64.8332
225 64.8339
34 64.8341
1,251 64.8342
6 64.8361
126 64.8369
400 64.8371
576 64.8372
151 64.8373
399 64.8374
46 64.8389
34 64.8390
167 64.8394
114 64.8395
115 64.8398
297 64.8401
91 64.8410
110 64.8411
425 64.8412
290 64.8414
22 64.8482
2 64.8483
2,757 64.8493
54 64.8578
14 64.8583
51 64.8584
90 64.8587
348 64.8760
3 64.8865
176 64.9186
799 64.9404
9,357 64.9729
1,792 64.9778
45,425 65.0183
496 65.0439
2,487 65.0943
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc. (EUR)
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
Ordinary
Shares Call Purchasing 15,000 60.00 American 20 SEP 13 4.60
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option (EUR)
--------------------------- ----------------------------- --------------------- ------------------------
Ordinary Shares Assignment of a Call Option 50,000 60.00
Assignment of a Call Option 9,829 61.11
Exercise of a Call Option 14,304 55.58
Exercise of a Call Option 100,000 60.00
--------------------------- ----------------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
Date of disclosure: 23 September 2013
--------------------- ------------------
Contact name: Andrew Mhango
--------------------- ------------------
Telephone number: 020 7134 6114
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERPGUQUBUPWGGW
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
