CHX Chromex

 
TIDMCHX 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 
(a)   Identity of the person whose 
      positions/dealings 
      are being disclosed:                    Loeb Arbitrage Management LP 
(b)   Owner or controller of 
      interests and short 
      positions disclosed, if 
      different from 1(a): 
      The naming of nominee or 
      vehicle companies is 
      insufficient. 
(c)   Name of offeror/offeree 
      in relation to whose 
      relevant securities this form relates:  Chromex Mining Plc 
      Use a separate form for 
      each offeror/offeree 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:  2 November 2010 
(f)   Has the discloser previously 
      disclosed, or are they 
      today disclosing, under the             NO 
      Code in respect of any 
      other party to this offer?              If YES, specify which: 
 
 
2.    POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
(a)   Interests and short positions in the relevant 
      securities of the  offeror or offeree to 
      which the disclosure relates following the dealing (if any) 
 
 
Class of relevant security:      Ordinary 
                                 Interests         Short positions 
                                 Number     (%)    Number  (%) 
(1)   Relevant securities owned 
      and/or controlled: 
(2)   Derivatives (other than 
      options)                   1,975,000  2.22% 
(3)   Options and agreements to 
      purchase/sell 
TOTAL:                           1,975,000  2.22% 
 
 
All interests in short positions should be disclosed. 
Details of any open derivative or option positions, 
or agreements  to purchase or sell relevant 
securities, should be given on a Supplemental Form 8 (Open  Positions). 
 
 
(b)  Rights to subscribe for new securities (including 
     directors' and  other executive 
     options) 
 
 
Class of relevant security 
in relation to 
which subscription right exists: 
Details, including nature 
of the rights 
concerned and relevant percentages: 
If there are positions or rights to subscribe to disclose 
in more  than one class of relevant securities 
of the offeror or offeree named in 1(c), copy table 
2(a) or (b)  (as appropriate) for each additional 
class of relevant security. 
 
 
3.   DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
(a)  Purchases and sales 
Class of relevant                 Purchase/sale  Number of securities             Price per unit 
security 
(b)  Derivatives transactions (other than options) 
Class of           Product         Nature of dealing         Number of             Price per 
relevant           description     e.g. opening/closing a    reference             unit 
security           e.g. CFD        long/short position,      securities 
                                  increasing/reducing a 
                                  long/short position 
Ordinary shares    CFD             Increasing long position  50,000                35.80 GBp 
(c)  Options transactions in respect of existing securities 
(i)   Writing, selling, purchasing or varying 
 
 
Class                                 Product      Writing,     Number of          Exercise  Type         Expiry Option 
of                                    description  purchasing,  securities         price     e.g.         date   money 
relevant                              e.g.call     selling,     to which           per unit  American,           paid/ 
security                              option       varying etc. option              European                     received 
                                                                relates             etc.                         per unit 
(ii)                                  Exercising 
Class of                              Product description               Number of securities    Exercise price per 
relevant 
security                              e.g. call option                             unit 
(d)                                   Other dealings (including subscribing for new securities) 
Class of                              Nature of dealing                             Details     Price per unit 
relevant 
security                              e.g. subscription, conversion                          (if applicable) 
The currency of all prices and other 
monetary amounts should be  stated. 
 
 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 
4.   OTHER INFORMATION 
(a)  Indemnity and other dealing arrangements 
 
 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant securities 
which may be  an inducement to deal or 
refrain from dealing entered into by the person 
making the  disclosure and any party to the 
offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
NONE 
 
 
(b)  Agreements, arrangements or understandings 
     relating to options or  derivatives 
 
 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
person making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or 
disposal of any  relevant securities to which 
any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
NONE 
 
 
(c)  Attachments 
 
 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
 
 
Date of disclosure:   November 4, 2010 
Contact name:         Shelby Drescher 
Telephone number:     212-483-7070 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Chromex (LSE:CHX)
Historical Stock Chart
Von Mai 2024 bis Jun 2024

Chromex (LSE:CHX)
Historical Stock Chart
Von Jun 2023 bis Jun 2024