The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF November 21, 2011
STOCK:
APARTMENT INVESTMENT & MANAGEMENT CO (AIV)
File Number: 333-175842
Date of Original Registration: 7/28/11
Form Type: S-4
Securities Registered: an undetermined amount of common units and common stock
Selling Holder: No
APARTMENT INVESTMENT & MANAGEMENT CO (AIV)
File Number: 333-175843
Date of Original Registration: 7/28/11
Form Type: S-4
Securities Registered: an undetermined amount of common units and common stock
Selling Holder: No
APARTMENT INVESTMENT & MANAGEMENT CO (AIV)
File Number: 333-175848
Date of Original Registration: 7/28/11
Form Type: S-4
Securities Registered: an undetermined amount of common units and common stock
Selling Holder: No
APARTMENT INVESTMENT & MANAGEMENT CO (AIV)
File Number: 333-175853
Date of Original Registration: 7/28/11
Form Type: S-4
Securities Registered: an undetermined amount of common units and common stock
Selling Holder: No
African Rainbow Minerals Limited/ADR (AFRBY)
File Number: 333-177922
Date of Original Registration: 11/14/11
Form Type: F-6
Securities Registered: 100,000,000 American Depositary Shares evidenced by
American Depositary Receipts, each American Depositary Share representing
one ordinary share of African Rainbow Minerals Limited
Selling Holder:
FUSION-IO, INC. (FIO)
File Number: 333-177832
Date of Original Registration: 11/9/11
Form Type: S-1
Securities Registered: an undetermined amount of common stock
Selling Holder: Yes
MGT CAPITAL INVESTMENTS INC (MGT)
File Number: 333-177150
Date of Original Registration: 10/3/11
Form Type: S-1
Securities Registered: 31,640,472 Shares of common stock Issuable Upon
Exercise of Rights to Subscribe for Such Shares
Selling Holder: No
PARTNER COMMUNICATIONS CO LTD (PTNR)
File Number: 333-177621
Date of Original Registration: 10/31/11
Form Type: F-6
Securities Registered: 100,000,000 American Depositary Shares
Selling Holder:
SPHERIX INC (SPEX)
File Number: 333-177748
Date of Original Registration: 11/4/11
Form Type: S-3
Securities Registered: 1,065,118 SHARES OF COMMON STOCK
Selling Holder: Yes
Wasabi Energy Ltd (WSBLY)
File Number: 333-177791
Date of Original Registration: 11/7/11
Form Type: F-6
Securities Registered: 50,000,000 American Depositary Shares
Selling Holder: No
S-4s and F-4s:
Oasis Petroleum Inc. (OAS)
File Number: 333-176974
Date of Original Registration: 9/23/11
Form Type: S-4
Securities Registered: Offer to Exchange Up To $400,000,000 of 7.25% Senior
Notes due 2019
Selling Holder: No
DEBT:
EUROPEAN INVESTMENT BANK
File Number: 333-177074
Date of Original Registration: 9/29/11
Form Type: S-B
Securities Registered: $15,000,000,000 Debt Securities
Selling Holder: No
MIXED SECURITIES:
ARENA PHARMACEUTICALS INC (ARNA)
File Number: 333-177826
Date of Original Registration: 11/18/11
Form Type: S-3
Securities Registered: $50,000,000 Common Stock, Preferred Stock, Debt
Securities, Warrants, Units
Selling Holder: No
ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
File Number: 333-177719
Date of Original Registration: 11/3/11
Form Type: S-3
Securities Registered: $60,000,000 Common Stock, Preferred Stock, Debt
Securities and Warrants
Selling Holder: No
QUEBEC
File Number: 333-177932
Date of Original Registration: 11/14/11
Form Type: S-B
Securities Registered: U.S. $4,000,000,000 Debt Securities, Warrants
Selling Holder: