Capital for Colleagues Plc Shareholding in the Company
13 November 2023 - 11:50AM
UK Regulatory
TIDMCFCP
Capital for Colleagues plc / EPIC: CFCP / Market: Aquis / Sector: Financials
10 November 2023
CAPITAL FOR COLLEAGUES PLC
(`Capital for Colleagues', `C4C' or the `Company')
SHAREHOLDING IN THE COMPANY
Capital for Colleagues, the investment vehicle focused on opportunities in the
Employee Owned Business (`EOB') sector, has received a TR-1 Form, which is
reproduced without amendment below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) i
1a. Identity of Capital for Colleagues
the issuer or the Plc
underlying issuer
of existing
shares
to which voting
rights are
attached
ii:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark with
an
"X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) iii:
3. Details of
person subject to
the
notification
obligation iv
Name Castlefield Investment
Partners LLP
City and country Manchester, United
of registered Kingdom
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.)
Name
City and country
of registered
office (if
applicable)
5. Date on which 09/11/2023
the threshold was
crossed or
reached vi:
6. Date on which 10/11/2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number
attached to through 8.B) of
shares financial voting
(total instruments rights
of 8. A) (total of held
8.B 1 + 8.B in
2) issuer
(8.A +
8.B)
vii
Resulting 38.96% 38.96%
situation on the
date on
which threshold
was crossed or
reached
Position of 41.87%
previous
notification
(if
applicable)
8. Notified
details of the
resulting
situation on
the date on
which the
threshold was
crossed or
reached viii
A: Voting
rights
attached to
shares
Class/type of Number of % of
shares voting voting
rights ix rights
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
Ordinary 7,204,229
38.96%
shares:
GB00BGCZ2V99
SUBTOTAL 8. A
B 1: Financial
Instruments
according to
DTR5.3.1R (1)
(a)
Type of Expiration Exercise/ Number of
% of
financial date x Conversion voting
voting
instrument Period xi rights
rights
that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments
with similar
economic
effect
according to
DTR5.3.1R (1)
(b)
Type of Expiration Exercise/ Physical Number of voting rights
% of
financial date x Conversion or cash
voting
instrument Period xi
rights
Settlement
xii
SUBTOTAL
8.B.2
9. Information
in relation to
the person
subject to the
notification
obligation
(please mark
the
applicable box
with an "X")
Person subject
to the
notification
obligation is
not controlled
by any natural
person or
legal entity
and does not
control any
other
undertaking(s)
holding
directly or
indirectly an
interest in
the
(underlying)
issuer xiii
Full chain of
X
controlled
undertakings
through which
the voting
rights and/or
the
financial
instruments
are
effectively
held starting
with the
ultimate
controlling
natural person
or legal
entity (please
add additional
rows as
necessary) xiv
Name xv % of % of voting Total of both
if it
voting rights equals or is
higher
rights if through than the
notifiable
it equals financial threshold
or is instruments
higher if it
than the equals or
notifiable is higher
threshold than the
notifiable
threshold
Castlefield 5.62%
Sustainable
Portfolio
Growth Fund
Castlefield 1.32%
Sustainable
Portfolio
Income Fund
Castlefield 32.02%
Investment
Partners LLP1
Combined: 38.96%
1. CIP does
not exercise
direct
ownership of
these shares.
This amount is
reflective of
the aggregated
position of
CIP's clients,
whose assets
are managed by
CIP on a
discretionary
basis, none of
whom
individually
own over 3% of
the company's
voting rights.
10. In case of
proxy voting,
please
identify:
Name of the
proxy holder
The number and
% of voting
rights held
The date until
which the
voting rights
will be held
11. Additional
information
xvi
+-------------------+--------------------------+
|Place of completion|Manchester, United Kingdom|
+-------------------+--------------------------+
|Date of completion |10/11/2023 |
+-------------------+--------------------------+
**ENDS**
For further information, please visit www.capitalforcolleagues.com or contact:
CAPITAL FOR COLLEAGUES PLC 01985 201 980
Richard Bailey, Chairman
Alistair Currie, Chief Executive
John Lewis, Finance Director
PETERHOUSE CAPITAL LIMITED 020 7469 0930
Mark Anwyl
Capital for Colleagues plc
Capital for Colleagues is an investment company focused on the UK EOB sector.
The Company has a proven management team, with a wide network of contacts and
affiliates, as well as established access to investment opportunities, enabling
the Company to execute its strategy and capitalise on EOB-focused investment
opportunities. In addition, the Company educates and assists companies that are
looking to launch employee ownership schemes, advising them, amongst other
things, on how to secure investment and achieve their objectives.
Market Abuse Regulation (MAR) Disclosure
This announcement contains inside information for the purposes of Article 7 of
the Market Abuse Regulation EU 596/2014 as it forms part of retained EU law (as
defined in the European Union (Withdrawal) Act 2018).
This information was brought to you by Cision http://news.cision.com
https://news.cision.com/capital-for-colleagues-plc/r/shareholding-in-the-company,c3873544
END
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